Environmental Factors and Health 3 The Regulatory FrameworkThis chapter presents the main characteristics of the regulatory framework in Denmark for handling environmental factors with relation to health within the areas of water, air, soil, chemicals, waste and noise. Danish environmental law covers most of the regulation of the environmental factors relating to health, and the environmental authorities are responsible for the implementation hereof. The regulation of environmental factors may be seen as a subset of what is normally understood as environmental regulation in Denmark. This is due as the difficulty is often encountered in distinguishing precisely between "protection of human health" and "protection of the natural environment". Initiatives to combat pollution or actions to steward a healthy environment thus often also result in an increased protection of the health of the population, although this is not always the case. An example would be re-use of rainwater or wastewater sludge, which from an environmental perspective may be encouraged, but from a human health perspective could cause concern. Even though regulation of environmental factors with relation to health is part of the environmental regulation, there are several interfaces with other regulatory authorities, most notably the food and health authorities. These are briefly described in this chapter as well. Moreover, the chapter includes a presentation of instruments applied, along with a presentation of the Danish environmental law and a discussion of implementation features. 3.1 The institutional set-upAt all administrative levels - national, regional and local - the environmental decision-makers and administrators are the prime responsible actors with other authorities playing a complementary role. The environmental authorities administer the environmental law and monitor the state of the environment while the health authorities monitor the state of the public health and provide environmental-medical assistance and advice at local and regional level in specific environmental cases. The role of the Ministry of Food, Agriculture and Fisheries is to ensure that food is safe and uncontaminated. Overall, it can be stated that the Ministry of Environment and Energy and the Ministry of Food, Agriculture and Fisheries are the responsible authorities for the regulation of environmental factors in relation to the environment (the media), industry, chemical products and food. The environmental authorities apply a broad perspective to environmental protection, including health concern: to secure that the population is not exposed to harmful substances. The approach of the health authorities is to follow the health status of the population and to evaluate the overall effects in the population e.g. from exposure to (all) environmental factors, including other chemical factors in relation to life style e.g. tobacco, alcohol, use of drugs, etc. Thus the task of the health authorities is first of all to follow the health status and to inform other responsible authorities and the public in specific cases where a problem is identified. Important actors at national level include, but are not limited to, the following:
Relevant actors at regional level include:
At the local level, environmental factors in relation to health are in particular dealt with by:
In the sections below, a more detailed description of the actors involved in regulation of environmental factors is given. 3.1.1 National levelPolicy-making at national level takes place in the Danish parliament, "Folketinget". The parliament lays down the rules e.g. for environmental factors in relation to health, it appropriates money to fulfil the purposes of the legislation, and it oversees the administrative implementation of the legislation based on an interest in the realisation of the goals. Even if the decisions are made formally in the Parliament, the preparation for decisions is carried out prepared in the standing committees. The work of the committees is primarily linked to the drafting of policy initiatives, reading of Bills and proposals for parliamentary resolution. Environmental factors relating to health are the concern of the Environment and Planning Committee as it covers e.g. environmental protection, nature protection, spatial planning and gene technology. At any time the Committee can pose questions to the minister on aspects relating to the environment. Moreover, health aspects in relation to environmental factors are from time to time dealt with in the Health Committee and the Committee for Food, Agriculture and Fisheries. The Ministry of Environment and Energy is in charge of environmental protection, which includes human health aspects deriving from environmental pollution. In co-operation with, among others, counties and municipalities, the Ministry is responsible for compliance with the law and for the implementation of most of the environmental policies. The ministrys agencies employ approximately 1.100 employees of which only a small part work with environment and health related questions. The ministry also contributes to the policy-making process via initial preparation of action plans just as the ministry issues guidelines. The ministry manages three independent research institutions of which the National Environmental Research Institute in particular generates knowledge of relevance for handling environmental factors in relation to health. The basic expert and administrative work of the Ministry is carried out by its three agencies: the Danish Environmental Protection Agency (DEPA), the National Forest and Nature Agency and the Danish Energy Agency, of which the former is responsible for the regulation of environmental factors covered by this report. Ministerial briefs, etc. on matters that lie within the areas of responsibility of the agencies are provided directly by these agencies. The Danish Environmental Protection Agency (DEPA) administers environmental legislation and implements environmental policy measures with the assistance of municipal and county authorities. The agency with its regulatory approach typically deals with the environmental factors one by one and only seldom does it focus on the cumulative effect of environmental factors in relation to public health. The table below provides an overview of the role of DEPA for each of the environmental media. For a more accurate description, we refer to the chapters covering these environmental media. Table 3.1
The Ministry of Food, Agriculture and Fisheries is responsible to ensure that the produced and distributed foodstuffs are safe and environmentally sound. The Danish Veterinary and Food Administration that is part of the Ministry of Food, Agriculture and Fisheries undertakes, as consultants for DEPA, several tasks concerning toxicological assessment and risk assessment, used in the regulatory work of DEPA. The Veterinary and Food Administration has since 1983 followed the concentration of a number of environmental pollutants in foods, e.g. a number of chlorinated persistent organic pollutants (e.g. PCB, DDT, dieldrin, lindane, etc.) and metals such as arsenic, cadmium, lead, nickel and mercury. The Danish Veterinary and Food Administration is responsible for limit values in relation to the maximum use of food additives (the Positive List), and for the presence of pesticide residues and certain contaminants in foods. In the EU, the limits for food additives and some specific contaminants are subject to full harmonisation. At the practical level 11, the Regional Veterinary and Food Control Authorities carry out food and veterinary inspection and provide information and guidance concerning legislation etc. within the veterinary and food area. The Ministry of Health, being the principal health authority in Denmark, is responsible for the general development in the health sector including health promotion, as well as it sets up guidelines for the running of the health care services. As almost all health care services are provided at the regional and municipal administrative levels, the task of the Ministry of Health is first and foremost to initiate, co-ordinate and advice. The Ministry of Health approaches health problems deriving from environ-mental factors from a public health perspective, meaning that the focal point is human health and all those factors impacting hereupon. The Ministry of Health is not responsible for the regulation of environmental factors described above, but can advise and assist the responsible authorities in specific cases. The tasks performed in relation to environmental factors include maintaining contact to other ministries (e.g. the Ministry of Environment), the medical officers of health at the regional level, and relevant research organisations. The National Board of Health thus participates in steering committees and working groups with DEPA on environment and health issues. The role of the ministry in relation to environmental factors also includes co-ordination of policy-initiatives and policy objectives with e.g. the Ministry of Environment and Energy (see also section 3.2). The Medical Officers of Public Health co-operate closely with county and municipal environmental authorities. There is one medical office institution in each county. The medical officers are in regular contact with the National Board of Health and DEPA in order to ensure co-ordination and updating of management of environmental and health problems. The role of the medical officers of health consists in general of monitoring the state of health in each county, including health aspects deriving from environmental factors. The Medical officers of health are independent of county and municipal authorities as well as being independent of economic interests. As such, the medical officers of health maintain an important task securing that municipal decisions are in accordance with laws, statuary orders and guidelines from the central authorities and providing citizens with advice and help. The medical offices have a legally founded advisory role but no formal decision-making power. The main influence rests with "the good argument" and the institution of medical officers do in fact enjoy a reputation of high quality advising. This may explain why the municipal and regional authorities largely follow the recommendations given by the medical officers. The medical officers are granted, in the environmental protection law, a formal right of complaint in relation to decisions made on the so-called chapter 5 enterprises - those enterprises requiring an environmental permit. This source of influence is, however, administered somehow differently, as the medical officers prior to the permit being issued are often involved in the permit granting process. They assess the drafts from an environmental health perspective. The National Working Environment Authority (NWEA) is the competent authority in relation to working environmental matters and is subordinated the Ministry of Labour. NWEA carries out inspections of the working environment, e.g. at construction sites and checks among others compliance with rules issued by DEPA on classification, labelling and sale of chemicals. NWEA shares the National Product Register with DEPA. NWEA also undertakes some tasks concerning risk assessment of chemicals. Research into environmental factors with relation to health is undertaken by public research institutions managed by the ministries of environment, health and food. The most important institutions are listed below:
A number of public and private stakeholders take part in the Danish environmental policy. Denmark has incorporated the Aarhus Convention into the Danish legislation. The convention has three central perspectives regarding citizens' rights in the environmental area: 1) Access to information, 2) access to participation in the decision making process and 3) access to complain and have decisions tried by the court. The main principle is that only by access to knowledge, citizens have a real possibility to participate in the democratic process. Only when the citizens know why decisions are made or not made it is possible for them to participate in dialogue and to involve themselves in finding solutions. Denmark has a long tradition of involving the citizens and organisations in the decision making process in the environmental area. There is a large number of organisations and co-operations in Denmark. These organisations can roughly be grouped in three: Organisations representing labour market partners, industry, trade and the energy sector; organisations representing environmentalists, ecologists, consumers etc.; and organisations representing public authorities. Some organisations are small and might not have strong political power. Other organisations are very involved in the political debate and have a strong influence on the political agenda. These organisations participate in the public debate and put political pressure on authorities, parliament, government etc. with the aim of promoting their interests. Environmental funds, etc. established by the Ministry of Energy and Environment are open for both private and public stakeholders, including organisations. Considerable economic and professional support has been transferred to organisations by the ministry during the years. The Ministry of Environment and Energy involves the organisations in several ways. A number of environmental acts orders the Minister for the Environment and Energy to negotiate with the most relevant national business and environment organisations, organisations of local authorities, and with other state authorities involved before laying down rules under the Act. See for example Article 11 of the Environmental Protection Act. This includes negotiation of EU-directives as these rules are going to be a part of Danish law, when entering into force. Further, the Ministry of Environment and Energy has a tradition of a very close contact to the organisations etc. In addition, the Minister has established a minor number of independent advisory boards. The boards consist of experts within their field, and their task is to advise the Minister on environmental matters and to contribute to the public debate. In the following, some of the major organisations are listed: Organisations representing labour market partners, industry, trade, agriculture and the energy sector:
Organisations representing environmentalists, ecologists, consumers, etc.
Apart from the mentioned organisations there is a tradition for collaboration with green NGO's, e.g. Greenpeace and The Danish Outdoor Council. Organisations representing local authorities:
3.1.2 County levelPolicy making at county level takes place within the county councils. Moreover, each county council has a number of committees. One of these would normally be the committee for technical and environmental matters whose responsibility is environmental administration within the county. The committee determines the outcome of most cases concerning environmental matters, cases only exceptionally being placed on the agenda of the county council itself. Most county councils also have a committee responsible for health/hospitals but it is seldom involved in the handling of environmental factors with relation to health. The medical officers, on the other hand, will often be in close dialogue with the environmental authorities. Therefore, exchange of viewpoints and information often takes places at the level of civil servants. Environmental administration at county level is comprehensive, as environmental administration in Denmark to a high degree is decentralised to the elected county and municipal councils leaving substantial discretionary powers in law to the counties and the municipalities. Under the main Environmental Protection Act, for instance, the main responsibility for implementation thus rests with the county councils and municipal councils. Each county therefore has an environmental department, with substantial human capacity. One of the main responsibilities is the approval and inspection of industrial plants considered as the larger polluters (approximately 7000). The approval procedure for polluting industries covers air, water, waste, etc. Over and beyond the role played in relation to approval, the counties perform several other tasks of importance for the environmental media. An overview given in the table below. Table 3.2
3.1.3 Municipal levelPolicy making in the municipalities takes places within the city (or town) councils and the city council committees. The municipal committee structures deviate significantly between municipalities. Thus one can find many different committees with responsibility for environmental administration. The most common, however, is that it lies with a committee for technical and environmental matters. As in the case of the counties, the committee has the responsibility for the daily administration with cases only exceptionally being brought before the city council itself. Environmental administration at municipal level is comprehensive. The Danish environmental administrative model emphasises, as already mentioned, public control and responsibility at local level. This is in particular true within the fields of waste management and wastewater treatment where the municipalities bear the sole responsibility. Often, municipalities will co-operate in carrying out these duties, e.g. there are a number of inter-municipal waste disposal companies. Municipalities are also responsible e.g. for the inspection of smaller polluters including 6,000 industrial companies and 59,000 farms and issues relating to discharges and the sewerage system. The table below provides an overview of responsibilities in relation to the environmental media covered by this report. Table 3.3
3.2 Mechanisms of co-ordinationIn the previous section it was shown that regulation of environmental factors in relation to health takes place first and foremost within the "normal" environ-mental regulatory set-up. Still, there is an obvious need for co-ordination between the environmental authorities and other authorities involved in hand-ling environmental factors in relation to health. This section gives examples of mechanisms by which interaction and co-ordination takes place. It will not give a complete picture of interaction and the problems associated herewith, between the different bureaucracies, but will nevertheless provide an insight into the aspects of this co-ordination process. 3.2.1 Co-ordination with food authoritiesThere is a historical tradition for co-operation between the Danish Environ-mental Protection Agency and the Danish Veterinary and Food Admini-stration; the later being used as a consultant to DEPA in matters relating to health. At the Institute of Food Safety and Toxicology, about 11 man-years of work capacity is reserved for assistance to DEPA in relation to research and toxicological and health evaluation of chemicals. Thus, there is a close co-operation in areas relating to classification of chemical substances, risk assessments, elaboration of quality criteria for soil, air and water. Also the expertise of the institute is used on an ad-hoc basis, in situations demanding toxicological knowledge. Examples hereof include crops grown in soil in domestic gardens, re-use of sludge, drinking water quality, etc. Some examples of recent projects conducted in common by DEPA and the Danish Veterinary and Food Administration are the following:
A formalised co-operation takes place in relation to DEPAs procedure for approval of pesticides. The Danish Veterinary and Food Administration undertakes health assessments in relation to acceptable daily intake (ADI) and maximum chemicals residue limits(MRL). 3.2.2 Co-ordination with health authoritiesThe co-ordination with health authorities takes places partly on an everyday basis with contacts and information being shared between civil servants within different agencies when necessary. Cross-ministerial exchange of viewpoints and information is also done in a variety of working groups and committees. The Danish Environmental Protection Agency will thus as the main rule invite the National Board of Health to take part in projects that deal with health aspects. The National Board of Health is thus constantly represented in two steering committees covering the elaboration of health based quality criteria for air, soil and drinking water. The Ministry of Environment and Energy together with the Ministry of Health and the Ministry of Food, Agriculture and Fisheries elaborated a joint ministerial report concerning protection of children and pregnant women against hazardous substances. The report covered the outcome of a common conference having the same title and described the activities in the field of protection of children and pregnant women against hazardous substances. Another recent example of co-ordination is the participation of the Danish Environmental Protection Agency in a committee affiliated to an investigation concerning contamination of mothers milk. In 1998, a common task group for the assessment of the health implications of the EU limit values for air pollutants were established. The group embraces the National Board of Health and the Ministry of Environment and Energy as well as other experts take place in the group. 3.3 Danish environmental lawThere is no specific Danish definition on the terminology "Danish environmental law". However, environmental law is defined as those regulations covering trade and industry's and person's effects on the outside environment6, meaning primarily regulation on environmental protection, protection of nature and planning of the use of land. As already mentioned, health is an integrated part of the Danish environmental policy and regulation. Areas of health with relation to environment rest with the Ministry of the Environment and Energy. Hence, in the following reference will only be made to environmental law (including health). Environmental law in Denmark consists of a very comprehensive system of rules, comprising different sorts of regulations and various competent authorities. There is a widespread use of framework legislation in Danish environmental law. The framework legislation establishes the general aims and objectives, the allocation of competencies among authorities and the relevant principles and procedures. More detailed regulation is laid down in orders and guidelines prepared by order of the act. Statutory orders are used as "sector-based norms" and in relation to the procedure - e.g. in making decisions on licences. Such orders are binding administrative rules. Guidelines contain general interpretation of acts and statutory orders and also offer some recommendations or suggestions for the application of discretionary provisions laid down in acts, statutory orders and plans. Guidelines are binding upon the administration to the extent they reflect administrative practice. In addition, the activities of environmental authorities are to a considerable extent governed by administrative principles, which stem largely from administrative policy and from judicial review of administrative decisions. Environmental principles also play a role in the administration of environmental law and when exercising administrative discretion. 3.3.1 European UnionEU policies and EU-regulation play a large role in the environmental and health areas in Denmark just as they do for the other EU Member States. Sources of Community environmental law The broad definitions of objectives of Community environmental policy, as laid down in the E.C. Treaty Article 2 and 174(1), cover almost any area of environmental policy. Measures to realise the objectives of the Community environmental policy can be based on any relevant Article of the Treaty, although Articles 174 and 175 remain the most relevant provisions for Community environmental action. Thus, measures, which concern agricultural aspects of environmental protection, will normally be based on Article 37 and measures on environmental aspects of transport, on Article 80. All international conventions, to which the Community has adhered to, is part of Community law. This ranks below the primary law of the Treaty, but above secondary legislation and thus prevails over conflicting environmental directives or regulations7. The Community has adopted an important number of pieces of environ-mental legislation in the form of regulations, directives and non-binding recommendations. Community powers and Member State powers In the cases where the Community has not taken action to protect, preserve and improve the quality of the environment, the Member States are free to do so. Limitations to this right to protect or not to protect the environment stem from
The Member States competence to deal with environmental measures does not end once the Community has adopted an environmental measure. In order to assess the legal content of a Community measure, it is important to examine exactly what the measure intends to cover. For instance, the Community measure might, for product standards, cover only the standards for those products, participating in the trade between Member States, but leaves the standards for products, which remain in the national market to the Member States. Community terminology speaks, in such cases, of optional harmonisation. In contrast to this, total harmonisation exists where a Community measure intends to set standards for all products which are put into circulation within the Community, whether they cross a border or not. Partial harmonisation only concerns some products, but not all of a given type. Minimum harmonisation sets standards at Community level, but leaves the possibility to Member States to fix more stringent requirements. Combina-tions of these types of harmonisation are possible. Where a Community legal rule conflicts with a national legal rule, Community law prevails, according to the established case law of the Court of Justice. Also the Treaty itself leaves competence to the Member States to introduce national measures: Community legislation adopted under Article 175 allows stricter national measures to be taken, cf. Article 176. The nationally more protective measures must be compatible with the Treaty. Measures adopted under Article 176 must be notified to the Commission. Article 95(4) to (8) deals with the right of the Member States to maintain existing or introduce new legislature measures where the community has legislated on the legal basis of Article 95. For a Member State to maintain national environmental legislation, a number of conditions must be fulfilled:
The conditions for introducing new national environmental measures are relatively strict. They are the following:
EU leaves to the Member States the question of localisation of polluting industry and activities. Supervision and enforcement is not covered by EU legislation. The protection of the sea and regulation of transport by sea and air8 is to a great extent regulated by international agreements, where EU does not play a significant role.
Examples of secondary sources regulations, directives and decisions Secondary sources of Community law are the law-making acts of the Community organs which result in a body of law generated by the Community itself. Most EU environmental and health secondary sources are directives. Regulations have a general scope, are binding in their entirety and are directly applicable in all Member States, cf. Article 249. Regulations bind the states and have the force of law in their territories without the need of transformation or confirmation by their legislatures. Directives are binding as to the result to be achieved, upon each Member State to which they are addressed and the choice of the method is left to the state concerned, cf. Article 249. Directives must be implemented by binding acts, not by advisory circulars. Directives, being commands to Member States, have a significant direct effect upon their addressees. By their designation they have, in principle, no direct effect upon individuals unless implemented into national legislation9. Some directives are drafted in considerable detail, leaving little discretion for the Member States. Decisions are binding in its entirety upon those to whom it is addressed. It may be addressed either to Member States or to individuals or corporations, cf. Article 249. Danish implementation of EU legislation Many Danish legislative measures are results of the implementation of EU measures. Examples are the Danish waste regulation10, regulation on chemical substances and products11, regulation on ambient air pollution, and regulation on the aquatic environment. Chemical substances and products have been regulated in many years in Den-mark. Since the Danish admission to EU in 1973, the area has been highly influenced by EU measures. EU measures on the area are very comprehensive. EU measures on chemicals are mainly adopted under Articles 94 and 95 (ex. 100 and 100A). Most directives are total harmonisation directives. The main part of the Danish measures is EU measures that have been implemented. The area is now regulated by the Act on Chemical Substances and Products in Denmark. EU measures on waste have mainly been in the form of minimum directives, leaving Denmark to adopt more strict measures. More strict Danish measures have been introduced concerning statutory obligations to deliver waste to waste treatment plants and recycling plants, and waste collection systems. There are three types of EU directives on ambient air pollution: air quality standards, air emission standards and quality standards to products such as fuel. Directives on ambient air pollution have mainly been in the form of minimum directives, which only to some extent have influenced existing Danish legislation. Danish legislation mainly reflects the requirements of the minimum directives12. In some cases, Denmark has adopted more strict rules on ambient air pollution. For example, in 1990 Denmark adopted more strict rules on pollution from vehicles. These rules have later been introduced under EU law as directives. There are three types of EU-directives on the aquatic environment: rules to prevent discharge of polluting substances to the surface waters, rules to prevent the indirect pollution of waters (leaking out), and rules to obtain or secure certain use of the aquatic environment and the water. Directives on the areas are mainly minimum directives (with the exception of rules on detergents and cleaning materials). Danish regulation mainly reflects EU-regulation and requirements. The Commission has questioned the Danish implementation of the nitrate directive (91/676) focusing on the need to supplement the Danish legislation to prevent nitrate pollution to fulfil the requirements under the directive. After the introduction of the Danish Action Plan on the Aquatic Environment II, the case has been dropped. 3.3.2 The influence of international co-operationTransboundary pollution problems, the development towards a more and more open international market, and the increasing need for the sharing of information between countries have increased international co-operation. A large number of international agreements, to many of which Denmark is a Party, have been adopted since the environment was put on the international agenda at the Stockholm Conference in 1973. General principles of international law, meaning principles of rights and obligations of States according to customary international law, require the States to take interest of other States. Danish environmental and health policies and legislation reflect the increasing international co-operation and commitment. Until recently, health has not specifically been an issue on the environmental agenda in EU or internationally. However, the picture is undergoing a change. WHO13 is rather active in linking health and environment. The first WHO European Conference on Environment and Health was held in 1989, hosting the ministers of environment and the ministers of health. The second and the third conference were held in 1994 and 1999. The EU Commission participated at the conferences. At the second meeting, the conference adopted the Declaration on Action for Environment and Health. In the declaration it is agreed that there is a complementarity, not conflict, in the promotion of health and the protection of the environment14. Furthermore, it was agreed to co-operate with the bodies of the Environment for Europe in order to promote the inclusion of actions addressing health issues in, or their close linkage with, action plans for the environment and to promote and facilitate the development of joint projects by international organisations at European level15. At the third meeting, the conference adopted the Charter on Transport, Environment and Health. The Charter promotes sustainable development with relation to the transport sector. WHO guidelines on the relation between health and pollution is used both nationally and internationally to prepare environmental and health regulations. For example are the Framework Directive on Air Quality (no. 96/62) and its daughter directives primarily based on WHO guidelines on limit values for air quality for certain substances. The convention on Access to Information, Public Participation in Decision-making and Access to Justice is the first international accord (in this region of the world 16) linking human rights to a healthy environment. The Convention was signed in Denmark, and Denmark plays an active role in promoting the Convention. In general, the Danish Ministry of Environment and Energy earmarks considerable resources for international and EU co-operation concerning environmental, nature and, as a result of the increasing international interest on health, now also health issues. 3.3.3 Principles of Danish environmental lawThere are a number of principles that pervade the environmental law, first and foremost the following:
Text box 3.1
In Denmark, the authorities are left with broad discretionary powers on the environmental area. Principles of environmental action to some extent delimit the exercising of discretion. As such, the implementation of the principles of environmental action is to a large extent considerably dependent on the choice of decisions and measures taken by the environmental and health authorities in the realisation of environmental and health action plans and intentions laid down in the legislation. 3.3.4 Principles of administrative lawEnvironmental law is considered a part of administrative law in Denmark. Therefore, environmental law and administrative decisions within the environmental area are subject to the principles of traditional administrative law. The main principles of administrative law are presented in text box 3.2. Text box 3.2
3.3.5 Legislative frameworkThe most important Danish environmental acts related to health are:
The Ministry of Environment and Energy administrates all these acts. In the following, a short introduction to each of these acts is given. The Environmental Protection Act and the Planning Act together with the Act on Nature Protection, are the three so-called fundamental Danish environmental acts. These three acts where adopted in 1973, but underwent a major reform in 1991 as a part of the legal strengthening of the environmental area. The Environmental Protection Act20 The Environmental Protection Act (EPA) is one of the principal environ-mental acts concerning the protection of the environment and human health. The new EPA entered into force in 197321 and has since then been subject to several amendments. The objective of EPA22 is to contribute to the protection of nature and environment so as the development of the society is based on sustainability and respect of the living conditions of human beings and for the protection of flora and fauna. It is an act concerning the prevention and combating of pollution; it thus aims at protecting the outside environment - air, water, soil, underground, and the health of human beings - while other acts cover indoor climate and the working environment. The objectives of EPA are in particular to:
Art. 2 of EPA lists the activities covered by the act, see text box 3.3. Text box 3.3
EPA is a framework act, which is to be supplemented by orders and guidelines and to some extent plans. The Ministry of Environment and Energy has adopted a large number of orders and guidelines under the act. EPA is a general act. Where more specific acts cover certain areas, these acts prevail23. EPA is divided in chapters. The more general ones and the ones on expropriation, supervision and enforcement, and provisions concerning appeal will not be described. For the Danish appeal system, please refer to section 3.4 Besides these chapters, each chapter focuses on the protection of certain media or pollution from certain activities.
The Planning Act24 The Planning Act entered into in 199325 . It has since then been amended several times. The act - and orders and guidelines prepared in order of the act - regulates physical planning in Denmark. The Planning Act mainly prescribes the powers of authorities, procedural rules and the aims and contents of planning. The aim is to ensure a concerted administration, guaranteeing inter alia that the use of land and natural resources is based on an overall assessment of the community's interests and also taking into account environmental and health issues. Physical planning is the establishment of goals and policies in specific geographical areas. Physical planning is e.g. protecting different kinds of environmental media. Physical plans are used partly to ensure environmental impact assessments of large plants. Planning is carried out at three levels: nationally, regionally for each of the 14 counties and locally (as municipal and local plans) in each of the 275 municipalities. This means that planning at any level must be in agreement with the framework established at a higher level. One of the purposes of planning is to assure opportunity for public participation in land-use and resource decision-making. The plans are available for inspection by advertisement in the Danish State Gazette and the local newspapers. Many decisions within the environmental law system are made on the basis of planning, either in the form of spatial plans or sector plans. For example, the planning system has an important impact upon the protection of waters - surface waters as well as groundwater and on the localisation of trade and industry. The Soil Contamination Act The Soil Contamination Act26 entered into force on 1 January 2000, for certain provisions under the act, a bit later. It aims at protecting the soil and groundwater against future pollution from waste deposits, etc. The Environmental Protection Act regulates the protection of the ground-water. It prohibits the discharge of polluting substances on the ground. However, this is not sufficient as there are already a lot of existing waste deposits or areas where the soil is polluted in Denmark, very often they are situated on areas where there is or have been industry or other polluting activities. The Soil Contamination Act considers these problems. The objectives of the Soil Contamination Act are:
Chapter 5 of the Act sets out rules on administrative orders27 to the polluter. The competence to give an order on cleaning up the pollution is suggested to be placed with the municipal councils, unless the county councils according to the Environmental Protection Act control the enterprises in question. The concrete order concerning the cleaning up of such pollution is given to the polluter, and this order can be given irrespectively of how the pollution has happened. It is furthermore without importance whether the addressee of the order owns the polluted premises. If more than one polluter is involved in pollution, a compliance order must be given to all of them. The authority, which has conducted a cleaning up, may sue the responsible persons and businesses for the costs of remedying environmental contamination. If the addressee of the order cannot freely dispose of the polluting premises, the authorities must give an order to the person who can dispose of the real estate. He can be ordered to tolerate that cleaning up or other measures are taken at the cost of the polluter. Act on Chemical Substances and Products The Act on Chemical Substances and Products28 (ACSP) entered into force on 1 October 1980 and has since been amended several times. The law replaced a law from 1961 on poison and harmful substances and a law on pesticides. It is very closely related to EU-requirements on the area. The ACSP aims at regulating substances and products, which are, or based on, available information, could be considered dangerous for human health or harmful to the environment. The goal of ACSP is to prevent damage to health and the environment, which may stem from production, safekeeping, use and disposal of chemical substances. The act covers all chemicals elements and chemical compounds, both natural and industrial produced for industrial and for private use. Examples of products covered by the act are paints, cleaning materials, cosmetics, pesticides, biocides and toys. The minister is authorised to limit or prohibit sale, import and use of certain substances or products. Very toxic and toxic substances and preparations cannot be sold without a requisition being issued unless the they are sold to hospitals, universities, technical laboratories, doctors etc. The act and orders prepared under the authorisation of the act lay down rules on classification, packaging, labelling and storage of substances and products. Furthermore, the act lays down an approval scheme on chemical substances and products aimed at specific purposes, which are further defined in appendix 1 of the act. Finally, the act lays down rules on a notifying arrangement after which each producer or importer, who wants to sell or import a new chemical substance, before selling or importing, is to report the chemical substance to the environmental authorities. The Water Supply Act29 The objectives30 of the Water Supply Act are to ensure:
The Minister for the Environment and Energy may in pursuance of the Water Supply Act prepare national plans for water extraction and supply. Important results have been attained under the direction of the county councils concerning the determination of the location, size and quality of water resources as well as the planning of future water use. This has involved the designation of areas crucial for the future supply of water and, indirectly, of areas that are of no interest in that respect. The county, with the assistance of the municipality, prepares a survey of the water resources in the county; the localisation and volume of the sources, the quality of the water, natural protection of the water resources and description of any sources of pollution. Based on the analysis a survey and an assessment of the water resources available for exploitation is made31. Based on the survey and the analysis the county prepares a plan for the use and protection of the water resources. The water resources planning shall be co-ordinated with the efforts concerning soil pollution and soil pollution prevention and repairment32. The municipality prepares a plan on water supply, including the localisation of water supply plants and the resources available for the plant33. The establishment of a water supply plant and the exploitation of water resources are subject to county or municipality approval. 3.4 Environmental rightsCitizens environmental rights are granted partly in general laws that regulate all areas of administration, partly in specific environmental laws 3.4.1 Access to informationThe Danish Access to Public Administration Files Act34 contains the general rules on rights of access to documents/files which have been entered into, or drawn up, by an administrative authority as part of the administrative function in connection with its activities. This act provides the right of access for anyone who wishes to become acquainted with specific documents or with documents pertaining to specific cases, including those persons or parties that might be involved in a specific case. The Danish Public Administration Act35 contains a number of general administrative procedural/litigatory rules, which provide the public with authority in connection with handling of a case. The act addresses, amongst other things, a (person's) or party's right of access to documents. The rules governing a party's right of access to documents contained in this act are more detailed than those in the Danish Access to Public Administration Files Act. If one is denied access to documents because one is not regarded as an interested party, the authority shall, of their own accord, grant permission to access documents in accordance with the Danish Access to Public Administration Files Act. These acts are of a general nature and regulate all areas of administration. The following act deals specifically with the environment. The Danish Access to Files on Environmental Information Act36 is the implementation of Directive no. 90/31/EEC of 7 June 1990 on free access to environmental information. This act was updated by Act no. 447 in accordance with implementation of the Convention on access to information, public participation in decision making and access to justice in environmental matters (the Århus Convention). The act increases the possibility of access to environmental information by broadening the definition on "public authority", and by narrowing the scope of a number of exceptions. The act generally refers to the regulations contained in the Danish Public Administration Act and the Danish Access to Public Administration Files Act. Anyone can upon request obtain access to information under the act. There is no standard format for requesting access to information. The request can be made verbally or in writing. The applicant does not need to provide a reason for his request. 3.4.2 Access to public participation in environmental decision-makingUnder certain environmental, planning and nature protection acts there are a number of rules/regulations on public participation when a decision has been made. As part of the public hearing process, citizens, authorities and organisations have the opportunity to express their point of view before a final decision is made. The deciding authority shall consider these viewpoints and any information received during the hearing. The deciding authority is not required to incorporate (follow) the expressed viewpoints. All in all, public participation ensures that as much information and as many viewpoints as possible are included in reaching a decision. This is the purpose of public participation; that the best possible decision is made on behalf of the society taking into consideration the interests of those involved. Examples of areas in which there are rules for public participation:
Within some of these fields, there are requirements for individual hearings of those persons who are directly affected by any decision made. 3.4.3 Access to justiceWhen an authority issues a written decision on a particular case, this decision shall be accompanied by instructions for appeal and shall name the authority responsible, the procedure involved in filing an appeal as well as a deadline for receipt of appeals, if any. There are three independent and impartial appeal boards, which deal with environmental matters: The Environmental Board of Appeals, the Nature Protection Board of Appeals and the Energy Board of Appeals. The Danish Environmental Protection Agency also functions as a board of appeal for decisions on, for example, the Environmental Protection Act. Whether the Danish Environmental Protection Agency is an independent and impartial body is subject to discussion. The individual environmental acts decide who is entitled to appeal in relation to the administrative decisions made according to the acts. Typically, the addressee and those who have a relevant interest in the outcome of the case can appeal. Furthermore certain societies and organisations are entitled to appeal. The rules for court proceedings are determined in the Administration of Justice Act (lbk no. 713 of 13/09/1999). Should a citizen or enterprise wish to appeal against a decision made by an authority in court, this shall be done in a so-called civil action. The case can, for example, deal with changes to, or the revoking of, a decision on compensation. The court recognises proceedings, which are instituted by judicial person who has a right of action. Only those persons who have a vested interest in the case are regarded as eligible to instigate proceedings. Furthermore, it is possible to appeal to the Ombudsman. The idea of an Ombudsman was introduced in the Constitution in 1953. The Ombudsman is nominated by Legal Affairs Committee and then appointed by the parliament. His responsibility is to supervise the national civil and military administration as well as municipal administration. The Ombudsman's responsibility is to ensure citizens civil rights. 3.5 Instruments in Danish environmental and health policyPublic authorities utilise policy instruments to influence people's behaviour. In Denmark a broad range of instruments are applied to secure fulfilment of environmental and health objectives. Some have a delimited field of application, while others have a broad horizontal perspective and is intended at a general level to improve the society's ability to identify and solve problems. This section presents instruments within four categories: integrative, regulatory, economic and other instruments. For a description of these, please see the table next page. Table 3.4
3.5.1 Integrative instrumentsWhen the United Nations World Commission released its report Our Common Future in 1987 it acquired a significant role in the Danish debate on environmental policy, and it provided the starting signal for integration of environmental policies into other sectoral policies. This attempt has hitherto been partly successful38. A number of innovative instruments have been institutionalised in recent years just as progress has been made in improving sectoral integration at the planning, budgeting and project levels. Several sectoral action plans have been prepared since the early 1990s, and one of the main objectives is that environmental concern must be firmly anchored in sector policies. The plans, which actually could be seen as a type of integrative instruments, have accelerated the introduction of integrative instruments. The most recent plans are action plans for transport, agriculture, energy, forestry, waste, chemicals, and the strategy for a product oriented environmental strategy. In the following, the prominent integrative instruments are briefly introduced.
3.5.2 Regulatory instrumentsRegulatory instruments are the most common used policy instrument. There are several types of such instruments of which the most important are described in this section. Norms Norms are typically set down in legally binding rules (e.g. limit values, standards) or in guidelines (e.g. quality criteria). Norms set down in guidelines are used to lay down conditions in permits, approvals, orders, etc. There are different types of regulation by norms within the environmental area:
Approval, obligation of notification, obligation to act, etc. Some activities need prior approval or permit before they can be carried out. Environmental and/or health related conditions are laid down in the approval or permit to carry out a certain activity. The industrial production is primarily regulated by an environmental permitting and notification system under the provisions of EPA, see text box 3.4. Text box 3.4
Some activities are permitted if they have been notified in advance. They do thus not need prior approval as such. Rules on notifying do not lead to the same into depth administrative investigation of the polluting activities as permits and approvals do. Rules on notification aim at informing the authorities, at an early stage, on activities that might involve risks - thereby securing the possibility to intervene to prevent pollution of the environment, or to prevent emissions of substances injurious to health. For more information on notifying, please see text boxes next page. Text box 3.5
For some activities, the user or owner of a property or the environmental authority is under the obligation to act: Text box 3.6
Text box 3.7
Plans Regulation by plans is quite common within the environmental area. Plans are suitable for taking into consideration a more holistic approach. Also, they enable public-participation in decision-making and consideration for sector interests. The influence of plans on the administration of the environmental and health area is primarily a result of their use as means for general guidance on the area. Also they play an important role for co-ordination of the use and disposal of land. Environmental agreements Agreements are considered having the advantage that the industry is supposed to be more accepting and loyal towards an agreement than towards norms, rules, etc. Further, it is assumed that regulation by general rules is sometimes less efficient when the aim is to reduce the overall pollution within a certain area. The Environmental Protection Act article 1040 entitles the authorities to enter into legally binding agreements with industries or unions of industries. Further, the authority is entitled to lay down provisions on those industries, which are not willing to enter into an agreement. The minister decides the level of pollution/the level of reduction of pollution. What is negotiable are the means to obtain the reduction of pollution. In practice it has been very difficult to reach environmental agreements. Among other things, it requires a structured branch to reach agreement. There has only been made one agreement41 in order of EPA Art. 10. Voluntary agreements are another tool. It is a sort of a "gentleman agreement" and cannot be brought for the Court or the Board of Arbitration. The Ministry of the Environment and Energy has at present concluded 13 voluntary agreements with industrials associations42. Also at county and municipal levels gentleman agreements are sometimes made between industry and trade and the public authorities. There is no general overview of these agreements. 3.5.3 Economic instrumentsDenmark makes extensive use of economic instruments in environmental protection. They were explicitly introduced into Danish environmental policy in the mid-1980s. Since then, the use has increased. There are several types of economic instruments like fees, charges, taxes, etc43. They also include instruments actively supporting certain types of behaviour (subsidies, granting of loans). Taxes, fees, etc. Although the Danish green taxes and energy taxes are meant to influence the behaviour of enterprises and of individuals, some of them are also a source of finance for public (environmental) activities. It is therefore common to distinguish between:
In 1998, economic instruments all together contributed 16% of total government tax revenue. However, the revenue from the green economic instruments made up only 3% of the total government revenue. Income taxes and other indirect taxes (like VAT) are thus still the main sources of government budget. A particular environmental tax would typically affect more than one environmental medium and more than one economic sector. For example, waste taxes affect households and industry, and to the extent that they affect waste volumes, this may impact positively on the quality of air, soil, and groundwater. The bulk of the instruments are targeted at either air, or soil and groundwater. For further information, see appendix 2: Overview of economic instruments in Denmark. Apart from the instruments mentioned in the table, certain regulations lay down liability for environmental damages on an objective basis (strict liability)44. These regulations can be considered as a sort of economic instrument. Strict liability means that the person or legal entity does not need to have shown negligence to be deemed liable for the damages. Strict liability provides an incentive for taking measures to prevent damage from occurring in the first place. An example is Act on Liability for environmental damages. The Act stipulates that the liability for environmental damages caused by particular polluting enterprise will be prosecuted on an objective basis. Furthermore, there are rules on strict liability concerning soil pollution, nuclear power plants, maritime transport of oil, and transport by road, rail and air. Subsidies The Danish use of subsidies serve many different purposes and are targeted at different groups of society. Some of the subsidies relate to the environmental media directly, while others are targeted at specific economic sectors. For example, there are subsidy schemes that aim to improve the state of the aquatic environment, while other schemes are specifically targeted at the agricultural sector. There are also subsidies with a very general scope, such as aiming to promote cleaner technology. New environmental regulations are often accompanied by the launching of subsidy schemes to offset part of the negative financial implications of the regulations in question. In recent years, subsidies have tended to be framed in a steadily more strategic manner targeted towards innovation in technology and life styles. Examples hereof are subsidies to promote organic agriculture, environment friendly technologies and lifestyles and cleaner products. Most subsidies in Denmark are characterised by being temporary with a lifetime of 5-10 years. The time constraint is considered important to accelerate the effects. Subsidies are sometimes coupled with overall environmental policy targets and macro-economic objectives. Among those are energy subsidies that assist to enhance Danish energy self-sufficiency. The subsidies often constitute part of a broader policy-package where environmental taxes are introduced simultaneously with related subsidy schemes. Denmark, however, never applies a direct coupling, in the form of earmarking of revenue from taxes and charges on one hand, and the provision of subsidies on the other hand. In 1998, a total sum of MDKK 3,090 was allocated to environmental subsidies. The energy sector is the most important receiver of subsidies, accounting for 68% of the total budget allocation for subsidies. The rest is distributed to water, waste recovery, agriculture, cleaner technology, etc. 3.5.4 Informative and other instrumentsThis section describes instruments that aim to promote environmental and health objectives via raising the awareness of environmental and health problems and by providing information on environmental factors in relation to health.
3.6 ReferencesLiterature Moe, Mogens (1997): Miljøret (Environmental Law) Basse, E.M. (1999): Miljøret (Environmental Law) Basse, E.M. (2000): Environmental Law - Denmark Revsbech, Karsten (1999): Lærebog i miljøret (Textbook in Environmental Law) DEPA (1999): "Economic Instruments in Environmental Protection in Denmark". Jänicke, M. & H. Weidner, eds., (1997): "National Environmental Policies. A Comparative Study of Capacity-Building", chapter on "Denmark" Krämer, Ludwig (2000): EC Environmental Law Ministry of Environment and Energy (1995): "Environmental Administration in Denmark", by Mogens Moe Ministry of Environment and Energy (1999): "Natur- og miljøpolitisk redegørelse 1999". (The Danish Nature and Environmental Policy). OECD (1999): "Environmental Performance Review, Denmark" Jon, Andersen (1999): Forvaltningsret (Administrative law) Homepages Ministry of Environment and Energy (2000): Homepage, http://www.mem.dk Ministry of Food, Agriculture and Fisheries (2000): Homepage, http://www.fvm.dk Ministry of Health (2000): Homepage: http://www.sum.dk The Nature Council (2000): Homepage, www.naturraadet.dk/ Confederation of Danish Industries (2000). Homepage, www.di.dk The Association of Danish Power Plants (2000). Homepage, www.home7.inet.tele.dk Danish Society for Conservation of Nature (2000). Homepage, www.dn.dk The Ecological Society (2000). Homepage, www.ecocouncil.dk World Health Organization, Denmark (2000). Homepage: www.who.dk/policy/polstat.htm The Consumers Society (2000). Homepage, www.fbr.dk Danish legislation The Environmental Protection Act, cf. Consolidation Act no. 698 of 22 September 1998 and later amendments. The Planning Act, cf. Consolidation Act no. 518 of 11 June 2000. Statutory Order no. 807 of 25 October 1999 on listed activities to be environmentally approved. Order no. 367 of 1992, amended by Order no. 358 of 1993, on Non-listed Activities. Act no. 370 of 2 June 1999 on Soil Pollution. Act no. 212 of 23 May 1979 on Chemical Substances and Products. The Water Supply Act, cf. Promulgation Order no. 130 of 26 February 1999. Act no. 572 of 19 December 1985 on open administration, recently updated by Act no. 429 of 31 May 2000. Act no. 571 of 19 December 1985 on Public Administration, recently updated by Act no. 347 of 6 June 1991. Act no. 292 of 27 April 1994 on access to Environmental Information, recently updated by Act no. 447 of 31 May 2000. EU legislation The EC Treaty Directive no. 90/31/EEC on free access to environmental information. Council Regulation no. 880/92 of 23 March 1992. Directive no. 90/313/EEC of 7 June 1990.
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