Potential measures for reduction of releases of heavy metals, POPs, HCFCs, BFRs and industrial greenhouse gases with particular reference to Russia, Ukraine and China

5 Persistent organic pollutants (POPs)

5.1 PCDD/PCDFs

ABSTRACT
Polychlorinated dibenzo-p-dioxins and polychlorinated dibenzofurans (PCDD/PCDFs) are two groups of persistent substances toxic to humans and in the environment. PCDD/PCDFs are not used intentionally, and the reduction measures concern the avoidance of formation and releases of the substances. PCDD/PCDFs reduction is addressed by the Stockholm Convention signed by Russia, Ukraine and China. As part of the enabling activities for implementation of the Stockholm Convention preliminary PCDD/PCDFs inventories are undertaken in the countries, and action plans for addressing PCDD/PCDFs releases will be prepared. Further activities concerning PCDD/PCDF reduction should preferably be in accordance with the priorities of the countries' action plans.

Releases from waste incineration, iron ore sintering, secondary metal production and uncontrolled burning of waste are probably the main PCDD/PCDFs sources in the countries, and reduction of releases from these sources should have high priority. Measurements of PCDD/PCDFs are complicated and expensive, and there is an urgent need for actual measurements and detailed inventories documenting the need for and costs of implementation of reduction measures.

PCDD/PCDF-specific air emission controls (e.g. fabric filter and carbon injection) are a prerequisite for reaching acceptable emission levels from the major source categories, and projects implementing such controls may have a significant demonstration effect.


Polychlorinated dibenzo-p-dioxins (PCDD) and polychlorinated dibenzofurans (PCDF) have never intentionally been produced, but they are formed as by-products or impurities in several industrial chemical processes as well as in most combustion processes. Historically PCDD/PCDF formation as impurity in chlorinated chemical compounds like PCP (pentachlorophenol), Agent Orange and PCBs (polychlorinated biphenyls), was of major concern. Due to changed synthesis pathways, and the fact that the production of the chlorinated compounds concerned has ceased in most countries, the focus has changed to the formation of the compounds by combustion processes.

PCDD/PCDFs are formed in combustion processes by two mechanisms: formation from precursors (e.g. PCBs) and formation by "de novo" synthesis from their basic elements - carbon, hydrogen, oxygen and chlorine.

As dioxins are unintentional by-products, substitution of dioxin furans is not an issue for reducing the releases, but the releases may be reduced by substituting the precursors for formation and chlorine in general.

The substances are very toxic, lipophilic (fat-soluble) and persistent, accumulate in organisms and biomagnify in the natural food chains. The main exposure of the general population to dioxins and furans is via food products; in particular fish, meat and diary products.

5.1.1 Sources and releases

UNEP Chemicals have in order to facilitate the comparison of release inventories among countries in its toolkit for PCDD/PCDF release inventories proposed a division on the main PCDD/PCDF sources into 10 main categories - a categorisation that will be followed here (UNEP 2002).

UNEP chemicals prepared in 1999 a summary of national and regional PCDD/PCDF release inventories. As illustrated in the figure below, the distribution between the different source categories varies considerably among countries. The global distribution (the bar to the right) shows that waste incineration globally accounted for about 40% of the total releases. However, most probably in many countries the releases from metallurgical processes and uncontrolled burning processes have been underestimated and not included in the inventories (uncontrolled burning processes are in the figure included in "others", but categorised as a particular source category in the UNEP toolkit).

Figure 5-1 Percentage contribution per sector and country to the overall PCDD/PCDFs air emission inventory; reference year 1995 (UNEP 1999)

Figure 5-1 Percentage contribution per sector and country to the overall PCDD/PCDFs air emission inventory; reference year 1995 (UNEP 1999)

Until now no comprehensive inventory of dioxins sources in Russia, Ukraine or China has been undertaken.

PCDD/PCDFs inventory in Poland

An inventory of PCDD/PCDF emission in Poland 2002, undertaken by using the toolkit for PCDD/PCDF inventories prepared by UNEP Chemicals (UNEP 2002), may give an indication of the expected distribution among the source categories. Only releases to air and residues, the main and most well described release pathways, are shown here.

The distribution among categories reflects the general global trends. Concerning releases to water and products the following two sources within source category 7 not significant in Poland should, however, be considered:

  • Pulp and paper production using chlorine bleaching (releases to water and residues);
  • Production of chlorinated chemicals (releases to products and residues).

Table 5-1 Potential releases of PCDD/PCDFs from all sources in Poland in 2000 by main source categories (based on Lassen et al. 2002)

  Main category Potential release in g I-TEQ/year
Air Residues
1 Waste incineration 140 89
2 Ferrous and non-ferrous metal production- sinter plants - secondary metal production 80 140 ?
3 Power generation and heating - fossil fuel power plant- fossil fuel domestic heating - household heating and cooking 62 55
4 Production of mineral products- cement production- lime production 18 0.63 ?
5 Transport 3.6 ?
6 Uncontrolled combustion processes - uncontrolled waste combustion- landfill fires- fires 180 210 ?
7 Production and use of chemicals and consumer products 0.07 1.1 ?
8 Miscellaneous 1.7 0.1 ?
9 Landfilling and wastewater   35
10 Hot spots ? ?
  Total 490 530 ?

* An empty cell indicates that the release route is considered insignificant. '?' indicates that the release route may be significant, but no emission factors have been determined. A "?" after a number indicates that the number may be underestimated, as some subcategories have not been quantified due to lack of emission factors.

Russia-US EPA Dioxin Inventory Programme

In 1996, a co-operation partnership was initiated between Russian and North American experts and NGOs to address dioxin contamination in Russia. As part of the partnership, an inventory project was started in July 1999. The U.S. EPA has funded the project. Its main objectives were to assess the major dioxin sources in Russia, compile a database of information on dioxin contamination in Russia and draft a white paper document to set priorities for Russia in terms of source reduction and public health protection. Training programmes for Russian laboratories and experts have been carried out as part of the project. The first phase of the inventory project (July 1999 - December 2000) resulted in the estimation of emissions by different sources. According to the initial inventory, total annual dioxin emission to the air from Russian sources was estimated to be within the interval of 6,900 to 10,900 g I-TEQ with hazardous waste incineration as the major source (6,330-10,128 g I-TEQ). Metallurgical processes, uncontrolled burning of waste and a number of minor sources are not included in the inventory, and the inventory must be considered highly uncertain.

ACAP Dioxin Project

In Phase I of the ACAP dioxin project an inventory as well as standardized sampling and analysis protocols, assessment of relevant RF regulations and standards of dioxin sources has been undertaken in three regions of the Russia: Murmansk, Archangelsk and Komi. Phase 2 will focus on reduction of dioxin emissions from Archangelsk pulp and paper facilities by implementing Cleaner Production techniques. Cleaner Production training at selected facilities in Archangelsk is also in progress.

Dioxin pollution

The most urgent problems regarding dioxins in Russia have until now been pollution with dioxins within and around chemical plants producing chlorinated and brominated compounds in which dioxins and furans were present as impurities. The dioxin pollution problems in connection with the chemical industry have been studied by a number of institutions and reported on in both Russia and internationally in a large number of publications and is reviewed in the report "Status on POPs in the Russian Federation, January 2002" prepared by DANCEE (COWI 2002).

Ukraine

No inventory of PCDD/PCDF emission in Ukraine has been identified. An inventory is probably under development as a part of the enabling activities of the Stockholm Convention.

China

According to a presentation of Gaolai 2004, representative of the State Environmental Protection Administration of China (SEPA), no dioxin inventories exist in China, but chlor-alkali, metallurgy, paper making, organic chemicals production (e.g. PCP) and waste incineration are recognised as sources.

Dioxin emission from production of chlorinated chemicals seems to be significant, and Yonglong (2004) provides the table below. It is not clear whether the emission volumes concerns emission from production or the total amount of PCDD/PCDFs in the produced products. In any case the PCDD/PCDFs content of PCP (pentachlorophenol) and PCP-Na (sodium pentachlorophenol), both used as preservative, is very significant even considering the size of the country. PCP has been phased out in most western countries, but is i.a. still produced in the USA using synthesizing pathways resulting in less PCDD/PCDFs formation.

Table 5-2 Estimated dioxin emission from chemical production in China (Yonglong, 2004)

Table 5-2 Estimated dioxin emission from chemical production in China (Yonglong, 2004)

5.1.2 Main reduction measures

The main technical measures can be divided into measures for reducing the formation (primary measures) and measures for reducing the releases (secondary measures) of PCDD/PCDFs.

Measures for reducing the formation

Formation of PCDD/PCDFs in chemical processes has in most countries been avoided by phase out of relevant substances or by changed synthesis pathways.

Primary measures for reducing the formation in thermal processes, which have been implemented in European countries, included reduction of chlorine or chlorinated compounds in raw materials, products and fuels and changes in processes that may lead to formation of dioxins and furans.

Measures for reduction of releases

The measures for reduction of releases may be divided into measures for destruction of dioxins and furan already formed and measures for reducing the direct releases to the environment by adsorbing the dioxins and furans to the residuals.

Primary measures and measures where the formed PCDD/PCDFs are destructed have higher priority than measures moving the formed PCDD/PCDFs from one media to another. PCDD/PCDFs are formed in the temperature range 250-500 °C, and a short residence time for flue gas in this temperature interval is essential for preventing the formation of PCDD/PCDFs.

Main measures by source category are shown in table 5-3. A more detailed list of measures can be found in Annex V to the UNECE POPs Protocol and in the draft guidelines on BAT and BEP for substances included in Annex C of the Stockholm Convention (Expert group 2004).

Table 5-3 Overview of main release reduction measures for PCDD/PCDFs

Source category Release reduction Type of measure *
1. Waste incineration Reduce the use of halogen-containing products in the society, especially precursors for PCDD/PCDFs formation Reduce the amount of waste for incineration P
  Optimise the combustion conditions P
  Improve flue gas cleaning system (e.g. by use of quick cooling (quenching) and bag filters) Quenching: POther: S
  Implement emission reduction systems optimised for PCDD/PCDFs reduction on municipal, hazardous and medical waste incineration plants (e.g. adsorption with activated charcoal or catalytic reduction) S or SD depending on techniques
2. Ferrous and non-ferrous metal production Improve flue gas cleaning system on sinter plants and secondary ferrous and nor-ferrous metal plants (e.g. by use of quick cooling (quenching) and bag filters) Quenching: POther: S
  Implement emission reduction systems optimised for PCDD/PCDFs reduction on sinter plants and secondary ferrous and nor-ferrous metal plants (adsorption with activated charcoal or another adsorbent) S or SD depending on techniques
  Recirculate waste gas in sinter plants SD
  Scrap sorting and pre-treatment (in practice difficult to manage cost-efficiently) P
3. Power generation and heating Implement flue gas desulphurization (FGD) on remaining facilities (PCDD/PCDFs not the main reason) S
  Reduce energy consumption P
4. Production of mineral products Improve flue gas cleaning system on cement and lime plants (e.g. by use of quick cooling (quenching) and bag filters) S
5. Transport Phase out of halogenated scavengers in gasoline (phase out of leaded gasoline) P
6. Uncontrolled combustion processes Improve waste collection systems P
  Improve landfill management to prevent fires P
  Reduce the use of halogen-containing products, especially precursors for PCDD/PCDFs formation Reduce the amount of waste P
7. Production and use of chemicals and consumer products Phase out elemental chlorine and hypochlorite for bleaching (in particular for pulp and paper production) P
  Phase out of chlorinated chemicals like PCP and PCB P
  Implement synthesis pathways with less formation of PCDD/PCDFs by-products P
8. Miscellaneous No priority measures  
9. Disposal/landfilling No priority measures (landfill fires included in category 6)  
10. Hot spots Remediation of sites around plants for production of chlorinated chemicals and PCB-containing equipment S or SD depending on techniques

* (P): Primary measure; (S) Secondary measure (SD): Secondary measure with destruction

5.1.3 International regulation and agreements

Table 5-4 present a summarised overview of the coverage in relevant agreements of the PCDD/PCDFs release source categories. Subcategories specifically addressed in any of the agreements are indicated.

The obligations of the CLRTAP-POPs protocol and the Stockholm Convention are further summarised in Annex 1.

The significance of waste incineration as a PCDD/PCDFs source is reflected in the fact that specific emission limit values for this source category are set in several of the agreements.

For a number of sub-categories, in the agreements considered most significant (next to waste incineration), it is specified that BAT (best available techniques) should be implemented for reduction of the PCDD/PCDFs emission. The BAT is not specifically defined, but the CLRTAP-POPs protocol lists for these subcategories a number of potential reduction measures. Application of limit values of particulate matter (PM) emission, included in the CLRTAP-HM protocol, will also reduce PCDD/PCDFs emission, as a significant part of the PCDD/PCDFs is released adsorbed to the particles.

Table 5-4 Summarised overview of the coverage of PCDD/PCDFs in international agreements (binding obligations indicated in bold)

Agreement CLRTAP
POPs
Stockholm Convention Helsinki Convention OSPAR Convention CLRTAP HM ***
1 Waste incineration Limit PCDD/PCDFs Promote BAT in 4 years *1 LIMIT PCCD/PCDFs   Limit PM*4
- Combustion of animal carcasses   Promote BAT *2      
2 Ferrous and non-ferrous metal production   Promote BAT *2     Limit PM*4
- Secondary copper, zinc and aluminium production Apply BAT *3 Promote BAT in 4 years *1      
- Secondary iron and steel production Apply BAT *3   Prepare reduction plan Research Limit PM,D  
- Sinter plants in the iron and steel industry Apply BAT *3 Promote BAT
in 4 years *1
Prepare reduction plan Limit PM  
- Blast furnaces and iron pelletizing Apply BAT *3   Prepare reduction plan    
- Shredder plants   Promote BAT *2      
- Smouldering of copper cables   Promote BAT *2      
3 Power generation and heating         Limit PM*4
- Fossil fuel-fired utility and industrial boilers   Promote BAT *2      
- Firing installations for wood and biomass fuels   Promote BAT *2      
4 Production of mineral products         Limit PM*4
- Cement kilns firing hazardous wastes   Promote BAT in 4 years *1      
5 Transport          
- use of halogenated scavengers (leaded gasoline) Avoid use Promote use of substitutes      
6 Uncontrolled combustion processes          
- residential combustion sources Reduce burning of waste Promote BAT *2      
7 Production and use of chemicals and consumer products   Promote use of substitutes      
- production of pulp using elemental chlorine or chemicals generating elemental chlorine for bleaching     Harmonise analysis methods
Reduce Cl load
   
- production of vinyl monomer       Limit PCDD/PCDFs  
- use of PCP for textiles     non-use    
- textile and leather dying and finishing   Promote BAT *2      
8 Miscellaneous          
- crematoria   Promote BAT *2      
9 Disposal/landfills          
- waste oil refineries   Promote BAT *2      
10 Hot spots          
Research and development in general X X      
Preparation and maintenance of release inventories X X      

*1 Annex C Part II lists source categories with potential for comparatively high formation and releases of PCDD/PCDFs (indicated by *1). For these sources the convention requires that BAT is phased in no later than four years after enter into force of the Convention for that party.

*2 Annex C Part III lists other source categories with potential for formation and releases of PCDD/PCDFs (indicated by *2). For these sources the convention requires that BAT is phased in no later than four years after enter into force of the Convention for that party.

*3 Annex V of the protocol identify BAT for a number of source categories (indicated by *3). Parties shall no later than the specified timescales specified apply BAT to new stationary sources within those categories. More differentiated requirements to existing sources within the same categories.

*4 The limit values of the CLRTAP- HM protocol for dust emission may imply reduced PCDD/PCDFs emission

BAT: Best available techniques (in some cases combined with BEP (best environmental practices)). All limit values refer to limit of air emissions.

5.1.4 Overview of existing activities

An overview of identified, existing activities conducted by donor organisations and international finance institutions is presented in table 5-5 below.

PCDD/PCDF specific activities are marked with "PCDD/PCDFs:" In the beginning of the text summarising each project in the table. Other projects which may affect PCDF releases, but do not focus on PCDD/PCDFs, will have no such mark.

Table 5-5 Identified initiatives in Russia, Ukraine and China addressing PCDD/PCDFs releases

Donor/finance institution Projects/comments Planned period
Budget
UNEP/GEF
(Russia)
Stockholm Convention enabling activities in Russia. Executing agency: Centre of International Projects
See description for China below
Not yet approved
(May 2005)

Project Cost 4.575 mUSD of this GEF grant 2.375 mUSD
ACAP
(Russia)
Evaluation of Dioxins and Furans in the Russian Federation. The project includes three phases:

Phase I – Evaluation of major dioxin/furan sources;
Phase II – Identifying existing technology of source type;
Phase III - Prototype demonstration.

Phase I, Inventory development, is fully financed by Sweden and USA and implemented by Centre of International Project (CIP), Russia.

The proposal for Phase 2 focuses on the evaluation of dioxins and furans in the northern regions of the Russian Federation. Cement plant, power plant, and pulp and paper sites in Arkhangelsk, Murmansk, and the Republic of Komi are being considered for evaluation based on the following criterion: contribution to total dioxin and furan releases, and the ability to address the present lack of data on dioxin content of gas releases and the high uncertainty of dioxin emission factors for particular sites. Results will be obtained by conducting a measurement program.
2002-2006

Project budget:

0.95 USD (for Russian experts)
UNEP/AMAP/GEF
(Russia)
Persistent Organic Pollutants, Food Security, and Indigenous Peoples in Arctic Russia. The overall goal of the project is to reduce the contamination of the Arctic environment by persistent toxic substances (PTS). Recent studies have shown significantly elevated environmental levels of PTS in the Russian Arctic, where, due to the present economic problems, consumption of highly contaminated country food by indigenous peoples is increasing (walrus, bowhead whale, etc.). Specifically, the project will: a) assist the indigenous peoples in developing appropriate remedial actions to reduce the health risks resulting from the contamination of their environment and traditional food sources; b) enhance the position of the Russian Federation in international negotiations to reduce the use of PTS, and empower indigenous peoples to participate actively and fully in these negotiations; and c) enable the Russian Federation and the Russian Association of Indigenous Peoples of the North (RAIPON) to increase their involvement in the work of the eight-nation Arctic Council to reduce emissions of PTS. Approved: February 22, 2000
Project cost:
2.76 mUSD

of this GEF Grant: 0.75 mUSD
UNEP/GEF
(Ukraine)
Stockholm Convention enabling activities in Ukraine.
See description for China below
Approval: May 06, 2003

Project Cost 0.499 mUSD

of this GEF grant 0.499 mUSD
UNIDO/GEF
(China)
Stockholm Convention enabling activities in China. The enabling activities are primarily oriented to the preparation of a National Implementation Plan (NIP) for the Stockholm Convention and capacity building associated with this preparatory process and creating sustainable local capacity to support NIP implementation and participation as a Convention party. The activities include undertaking inventories of sources and emissions of POPs; preparation of assessments of stockpiles of POPs and of waste products contaminated with POPs; identification of sites contaminated by POPs; identification of management options for addressing identified POPs sources; development of Action Plans for the reduction of releases of unintentional by-products; assessment of national institutional and technical capacity and requirements for NIP implementation; preparation of the NIP. Approval: May 16, 2003

2003-2005
Project Costs:
11.1 mUSD

of this GEF grant: 4.4 mUSD
Italian Ministry for the Environment and Territory / UNIDO

Sino-Italian cooperation Program for environment protection
(China)
Strategy to Reduce Unintentional Production of POPs in China. This project will demonstrate methodologies to promote the implementation of BAT and BEP to reduce unintentional production of POPs in key sectors of industry recognized as important sources of such production in China.

Working with enterprise staff, local and international experts will establish improved information on unintentional production at enterprise level, and identify opportunities to reduce unintentional production through:

•Improved process management;
•Modified raw material and product specifications and emission standards;
•Introduction of new technology at key stages.
2003 - ?

(ongoing)

0.95 mUSD
GEF/UNEP/UNIDO
(Global)
Fostering Active and Effective Civil Society Participation in Preparations for Implementation of the Stockholm Convention. (NGO-POPs Elimination Project). The NGO-POPs Elimination Project aims to increase the capacity of NGOs in developing countries and countries with economies in transition to play a constructive and effective role in Stockholm Convention implementation. Activities in 39 countries.

Activities in Russia and Ukraine according to International POPs Elimination Project (IPEP) web page:

Russia:
Country situation report ; Guide to obsolete pesticide dumps ; The Time to Act: Identifying and characterizing pesticide hotspots in Chelyabinsk Oblast ; Health status in the impact zone of the Magnitogorsk Metallurgical Plant: Breast milk screening for POPs; PCB monitoring and inventory in Nizhergorodskaya Oblast ; Egg sampling for POPs in Dzerjinsk ; Inter-sectoral partnership in developing regional and local PRTRs of POPs ; A number of "Global day of action" activities.

Ukraine:
Partnerships between NGOs and R&D facilities for capacity building to reduce adverse health and environmental impacts of POPs;

Participation in the National Implementation Plan formulation; Country situation report; Global day of action; roundtable and NGO dissemination; Global day of action; informing students about the Ukrainian NIP
2003-

Project Cost: 2 mUSD

of this GEF grant: 1 mUSD

5.2 PCBs

ABSTRACT
Polychlorinated biphenyls (PCBs) are a group of persistent substances, toxic to humans and in the environment. PCBs are not produced intentionally today, but were formerly widely used in electrical equipment, paints and a number of minor applications. A significant part of the produced PCBs is still in use, first of all in transformers and capacitors, and elimination of waste PCBs and PCB-containing equipment is addressed by the Stockholm Convention signed by Russia, Ukraine and China. PCBs used for paints and other so-called "open applications" are today to a large extent released to the environment, and the remaining part is practically impossible to identify and manage. Inventories of PCB-containing electric equipment have been undertaken in all three countries. The main issue is today preparation of adequate regulation, collection of equipment, development of PCB waste management systems and final destruction of the PCBs. Ongoing projects in Russia address identification of PCB-containing equipment for final treatment, and construction of two facilities for destruction of liquid PCBs and PCB-containing capacitors respectively. Further activities may await further progress in the construction of destruction facilities.

In China a large project on collection and destruction of PCB-containing equipment in selected regions is in preparation, and it is proposed to await the experience of this project, before further activities are initiated.


Polychlorinated biphenyls (PCBs) are a class of chlorinated hydrocarbons that have been used extensively since 1930 for a variety of industrial uses. Today PCBs are most probably not produced in any country.

PCBs include mobile oily liquids and hard transparent resins, depending on the degree of substitution. The value of PCBs derives from their chemical inertness, resistance to heat, non-flammability, low vapour pressure and high dielectric constancy. The compounds were used in industry as heat exchange fluids, in electric transformers and capacitors, and as additives in paint, carbonless copy paper, and plastics.

PCBs consist of two benzene rings joined by a carbon-carbon bond, with chlorine atoms on any or all of the remaining 10 carbon atoms.

Many of the individual PCB congeners exhibit toxic properties. PCBs rarely cause acute toxic effects, but most of the effects observed are the result of a repetitive or chronic exposure. There is growing evidence linking PCBs to reproductive and immunotoxic effects in wildlife. Effects on the liver, skin, immune system, reproductive system, gastrointestinal tract and thyroid gland of laboratory rats have been observed, and PCBs are classified as probable human cancer promoters.

The PCB issue today first of all concerns collection and environmentally sound elimination of used transformer oils and PCB-containing electric equipment.

Unintentional production of PCBs

Apart form the intentional use of PCBs, the compounds are also found at trace levels in fossil fuels. Furthermore, PCBs are - like dioxins and HCB - formed in combustion processes. Default emission factors for emission of PCBs from different combustion processes have been developed by EMEP for use in emission inventories. The measures for reduction of releases from unintentional production of PCBs are mainly the same as for PCDDs/PCDFs and are not addressed specifically in this chapter.

5.2.1 Sources and releases

PCBs are not produced today in Russia, Ukraine or China, but are released from PCB-containing products, stockpiles and waste dumps. From transformers PCBs may be released by maintenance operations and leakage from the transformers. Capacitors are closed boxes, and PCBs are only released by corrosion of the capacitors or breakage by disposal.

The production and consumption of PCBs in the Soviet Union, and the presence in equipment in use in Russia today, have been assessed in the Multilateral Co-operative Project on Phase-out of PCB Use, and Management of PCB-Contaminated Wastes in the Russian Federation (ACAP 1999; 2003).

The application and consumption, which are quite well in accordance with the global PCB consumption pattern, are summarised below.

PCBs in the Soviet Union

PCBs were in the Soviet Union produced by two factories located in Dzerzhinsk and Novomoskovsk, Russia. During the period from 1939 to 1993 they produced a total of about 180,000 tonnes.

Table 5-6 Application of PCBs in the former Soviet Union

Application Total consump-
tion (tonnes)
PCB type Plants using PCBs for equipment production
Open applications:
Varnish and paint 37,000 Sovol: a mixture of tetra- and pentachlorinated PCBs

Produced: 1939-1993
Many
Lubricants 10,000  
Defence-related industry plants and other not-identified enterprises 5,500  
Closed applications:
Transformers 57,000 Sovtol 10: Sovol mixed with 1,2,4 trichlorobenzene

Produced: 1939-1987
98% used in Chirchik transformer factory (Uzbekistan)
Large capacitors 40,000 Mixed isomers of trichlorobiphenyl (TCP)

Produced: 1968- 1990
Two factories in Ust-Kamenogorsk, (Kazakhstan) and Serpukhov (Russia)
Small capacitors 30,000 Two factories in Kamairi (Armenia)
Total 180,000    

PCBs in equipment in Russia

Based on an inventory carried out within the framework of Phase 1 of the ACAP PCB project it was concluded that in Russia in year 1999 about 10,000 transformers and about 500,000 capacitors were either in operation, in reserve, or removed from operation, but not destroyed. The transformers contained about 19,000 tonnes of PCBs (Sovtol), whereas the capacitors contained about 10,000 tons of trichlorobiphenyl (TCB).

The distribution of the PCB-containing equipment among branches is summarised in table 5-7.

Table 5-7 Approximate distribution of PCB-containing equipment among branches in Russia (based on ACAP 2003)

Branches Percentage of total amount
  transformers capacitors
Chemical and petrochemical 5-10 0.1-0.5
Ferrous metallurgy 20-30 5-10
Non-ferrous metallurgy 4-10 0.1-0.5
Pulp and paper industry and timber processing 40-50 5-10
Fuel and energy complex 10-30 80-90

An adequate system for management of PCB-containing equipment and final destruction of equipment does not exist in Russia today.

PCBs in China

The following information on PCBs in China is summarised from the Project Information Document and Environmental Impact Assessment for PCB sites cleanup in the Zhejiang. China prepared it as part of the project preparation of a GEF "PCB Disposal and Management Demonstration Project" (WB 2005, SEPA 2005).

In China, PCBs were mainly used in electric appliances and as an additive in paint. China began to produce PCBs in 1965 and stopped in early 1974. The total production amounted to about 10,000 tons, including 9,000 tons of trichlorobiphenyl (TCP) and 1,000 tons of pentachlorobiphenyl (PCB5).

PCB5 oils were mostly used in a wide variety of open systems, such as in oil paints and exterior dopes. While some wastes may remain at production or formulation facilities, it is reasonable to assume that most of this material has been released into the environment.

TCP was principally used in manufacturing capacitors that were used in the electrical supply industry. An estimated 12 kg of PCB3 was used in each capacitor and, based on a production of 9,000 tonnes, it is estimated that about 750,000 PCB-containing capacitors were produced in China. However, estimates based on the installed transmission capacity in China in 1975 indicate that 1.15 million capacitors would have been required, suggesting that as many as 400,000 PCB-containing capacitors were imported into China. If this estimate were correct, then an estimated 4,000-4,500 tonnes of TCP oils would have been imported with this equipment, so that a total of 13,000-13,500 tonnes of TCP would have been introduced into China as a result of the manufacture and import of capacitors. Transformers containing PCB oils were never produced in China, but an unknown number was imported. While 30 PCB-containing transformers have so far been found and disposed of, there is no basis to estimate how many PCB-containing transformers may remain in China, either in service or in storage for disposal.

Since the lifetime of capacitors made in China is estimated to be 15 years, it follows that most of the 1.15 million PCB-containing capacitors have now been retired from service. Some specialized transformers were imported into China in the 1970s and 1980s, and their lifetime is expected to be 25-40 years. Therefore approximately 1 million capacitors and an unknown number of transformers are in storage and on disposal sites throughout China.

During the 1980s, pieces of electrical equipment taken out of service were collected at temporary storage sites prior to disposal in accordance with the requirements proposed by relevant Ministries. Surveys and investigations conducted in recent years indicate that discarded PCB-containing equipment remain in some temporary storage facilities. Few of the sites were recorded on files and many of those for which file details have been found are no longer marked on the ground.

An adequate system for management of PCB-containing equipment and final destruction of equipment does not exist in China today, but a new large GEF financed project will address these issues.

PCBs in Ukraine

An inventory in 2003 undertaken as part of the Stockholm Convention enabling activities based on enquiries to 5000 enterprises identified 960 PCB-containing transformers in Ukraine, of which 760 were still in use, the remaining being stored (Sukhoreba 2004). In total 92,500 capacitors were identified, of these 70,000 in use. Engineering industry and metallurgy were the main sectors with 576 and 900 tonnes PCBs in the hold equipment respectively.

5.2.2 Main reduction measures

Intentional use of PCB

The main reduction measures for reduction of releases of PCBs are listed in table 5-8.

Table 5-8 Overview of main release reduction measures for PCBs

Source category Release reduction
Transformers with oils of high PCB content Identification, labelling, maintenance, collection, (storage)

Dismantling, cleaning and destruction of PCBs by high temperature incineration or a number of other processes
Transformers with oils of low PCB content (PCB-contaminated transformers) Identification, labelling, maintenance

Decontamination of transformers by replacement of PCB-contaminated oils with alternative oils (or destruction like transformers with oils of high PCB content)

Destruction of PCB-contaminated oils perhaps by use of dechlorination processes
PCB-containing power capacitors Identification, labelling, collection, (storage)

Shredding and direct feed into high temperature incinerator or plasma arc destruction facility
Small PCB-containing capacitors Dismantling of electric and electronic products, collection of capacitors (storage)

Direct feed into high temperature incinerator or plasma arc destruction facility
PCB-containing liquids Destruction by high temperature incineration or a number of other processes
PCB-containing sealants Identification, replacement by other sealants, destruction (only implemented in a few countries) - no evidence of the use of PCB as sealant in the USSR and China
Paints, varnishes, etc. Identification and removal is practically impossible

Unintentional production of PCB

PCBs is formed unintentionally by the same processes and mechanisms as PCDD/PCDFs and the measures mentioned for PCDD/PCDFs also apply to PCBs. The driving force for implementation of the measures will usually be PCDD/PCDF release reduction, with PCB release reduction as a desirable side-effect.

5.2.3 International regulation and agreements

Table 5-9 presents a summarised overview of the coverage in relevant agreements concerning PCB. The obligations of the CLRTAP-POPs protocol and the Stockholm Convention are further summarised in Annex 1.

Table 5-9 Summarised overview of the coverage of intentionally used PCBs in relevant agreements

Agreement CLRTAP
POPs
Stockholm Convention Helsinki Convention OSPAR Convention
PCBs production, import and export eliminate *1 eliminate eliminate from 1987  
Marketing and use of PCBs eliminate *1 eliminate eliminate from 1987 *5  
Use of equipment with >5 dm³ and >0.05 % PCB determined efforts to remove before 31.12.2010 determined efforts to remove before 2025 determined efforts to remove before 31.12.2010 *3  
Use of equipment with >0.05 dm³ and >0.005 % PCB determined efforts to remove before 31.12.2015 *2 endeavour to remove before 2025 determined efforts to remove before 31.12.2015 *3  
Liquids and equipment contaminated with PCBs >0.005% PCB determined efforts to destruct before 31.12.2015 *2 sound management before 2028    
All identifiable PCBs       phase out and destroy *4
Programmes for for identifying, labelling, collection, interim storage, disposal X X x  

*1 For countries in transitions no later than 31 Dec 2005

*2 For countries in transition no later than 31 Dec 2020

*3 For countries in transition no later than 31 Dec 2015

*4 Phase out and destroy PCBs by the end of 1999 at the latest, for Iceland and the Contracting Parties which are riparian to the North Sea; by the end of 2010 at the latest, for the remaining Contracting Parties. (PARCOM DECISION 92/3)

'*5 Prohibition of the use in the Baltic Sea area its catchment area is included as a binding obligation of the Helsinki Convention.

5.2.4 Overview of existing activities

An overview of identified, existing activities conducted by donor organisations and international finance institutions is presented in table 5-5 below.

Table 5-10 Identified initiatives in Russia, Ukraine and China addressing PCBs management and releases

Donor/finance institution Projects/comments Planned period
Budget
UNEP/GEF
(Russia)
Stockholm Convention enabling activities in Russia. Executing agency: Centre of International Projects See PCDD/PCDFs in table 5-5
ACAP

(Russia)

Multilateral co-operation project on phase-out of PCB use, and management of PCB-contaminated wastes in the Russian Federation - Phase III. Phase I and II of the project have been finalised and reported. (ACAP 2000; ACAP 2003.

Phase III consist of four projects:

1999 - 2007
- DANCEE PCB collection in St. Petersburg. Implementation of a system for one Oblast that secure the identification, labelling and transport of PCB-containing transformers from enterprises to a destruction facility. The system shall contain explicit description on how the responsibility is divided between authorities, enterprises, transporters and the destruction company. Furthermore a small database shall be created that secure that information about destructed amounts of PCB is registered. 2004-2006

2.1 mDKK
- USA/Nordic countries/ the Netherlands Plasma Arc Destruction of PCB-Containing Capacitors in RussiaThe American Norfolk Navy Base is granting a Retech plasma arc plant to Russia. This task involves the planning, development, and implementation of activities required to safely and expeditiously start up the plasma system and to conduct the demonstration program 2004-2006

1.2-2.5 mUSD
- NEFCO Cleaning of PCB from transformers and destruction of PCB waste from transformers (two projects) The first phase, the PCB Fast Track Project Feasibility study of methods to remove PCB from transformers and to thermally decompose these toxic liquids is still ongoing. Based on the feasibility study two technologies has been selected: a destruction technology based on Russian cyclone incineration technology and novel, solvent based transformer cleaning technology. Supervision of detailed design and implementation is ongoing by end 2004. Problems with authority approvals have caused a temporary halt to the project (end 2004) where the feasibility of other locations is being investigated. 2001-2007

Destruction: 1-2 mUSD


Cleaning:0.9 mUSD
EU Bistro
(Russia)
Development of hazardous waste management system in Moscow. The project includes the following elements: to develop recommendations on improvement of the hazardous waste management system in Moscow, To determine conditions in order to provide the environmentally safe hazardous waste management; To develop draft normative and regulatory documents in order to improve the environmentally safe hazardous waste management; To propose economic mechanisms of hazardous waste management; To increase of the level of public awareness in the field of environmental safety 2005-2006

0.08 m EUR
UNEP/GEF
(Ukraine)
Stockholm Convention enabling activities in Ukraine. See PCDD/PCDFs in table 5-5
UNIDO/GEF (China) Stockholm Convention enabling activities in China. See PCDD/PCDFs in table 5-5
IBRD (WB)/GEF
(China)
PCB Management and Disposal Demonstration. The objective of the project is to remove the threats to human health and the environment posed by PCBs presently in unsafe temporary storage, as well as PCBs in use, in a demonstration area to be determined during project preparation. The project envisages six components: (1) institutional strengthening; (2) development of a policy framework for PCB management and disposal; (3) PCB management and disposal in Zhejiang Province; (4) disposal in Liaoning Province of highly-contaminated PCB wastes; (5) project monitoring and evaluation; and (6) design of a national replication program Approval: November 19, 2004

Project Cost 31.810 mUSD of this GEF Grant 18.636 mUSD

and other donors

1.84 mUSD
Italian Ministry for the Environment and Territory

Sino-Italian cooperation Program for environment protection
(China)
Strategy and Program on Reduction and Phase out of PCB in China. The following activities are carried out:- Identification of pilot provinces that have reasonable statistics on PCB use and PCB-containing equipment;- Collection of historical data on PCB (e.g. use, production, import and export, etc.); - Organization of workshop and training on PCBs inventory methodologies;- Investigation of PCB devices in use as well as of obsolete devices in storage or being sealed up;- Development of a Management Information System for pilot provinces for a systematic storage of collected information;- Assessment of existing institutional framework of PCB policy and management;- Assessment of PCB disposal/reduction in China;- Review of the draft strategy and dissemination of information 2003-2005

(still ongoing)

Budget: no data
GEF/UNEP/UNIDO
(Global)
Fostering Active and Effective Civil Society Participation in Preparations for Implementation of the Stockholm Convention. (NGO-POPs Elimination Project). See PCDD/PCDFs in table 5-5

5.3 HCB

ABSTRACT
Hexachlorobenzene (HCB) is persistent and toxic to humans and in the environment. HCB is produced intentionally for use as pesticide and intermediate in the production of pentachlorophenol (PCP) and other chemicals. Pesticidal use of HCB is included in the chapter on POPs pesticides. HCB is produced unintentionally by the same thermal processes as PCDD/PCDDs, and measures for PCDD/PCDDs formation also address HCB. The driving force for implementation of the measures will usually be PCDD/PCDDs reduction; the HCB reduction being a desirable side-effect.

Further HCB is unintentionally produced by some specific chemical and metallurgical processes. HCB is, when certain techniques are applied, produced as by-product by the production of chlorinated solvents, chlorinated aromatics and pesticides, by production of aluminium and magnesium and by production of chlor-alkali. The measures for reduction of HCB releases are changed production processes.

Comprehensive inventories of HCB formation and releases in Russia, Ukraine and China have not been identified, and it is not known to what extent the processes specifically forming HCB are used. The first step in the awareness raising and identification of priory measures may be to assist Russia in undertaking a detailed HCB inventory. The obtained information would also be relevant for other countries from the former Soviet Union.

HCB is in China used for production of PCP (pentachlorophenol), which today has been phased out in most countries because of the presence of PCDD/PCDFs as impurity, and because PCP acts as a precursor for PCDD/PCDFs formation. Phase-out of PCP production consequently addresses more of the POPs. Alternatives to the use of PCP for wood preservation are readily available


Hexachlorobenzene (HCB), consisting of a benzene ring with six chlorine atoms, does not occur naturally.

It is both produced intentionally and unintentionally by anthropogenic processes, and both the intentional and unintentional production have been addressed by international agreements.

HCB was formerly used extensively as a seed dressing to prevent fungal disease on grains, but this use was discontinued in most western countries in the 1970s. The use of HCB as pesticide has continued in some countries, among these China, until today. The use of HCB as pesticide is included in section 2.4 on POPs pesticides.

HCB is a highly persistent environmental toxin. It undergoes long-range transport in the atmosphere and bioaccumulates in fish, marine animals, birds, and animals that feed on fish. HCB accumulates significantly in the fatty tissues and is resistant to biodegradation. The primary route of exposure for the general population is dietary ingestion of foods that contain residue levels of HCB.

HCB is toxic by all routes of exposure. Both the US EPA and the International Agency for Research on Cancer (IARC) have listed HCB as a possible carcinogen for humans. Acute high-dose exposures can lead to kidney and liver damage, central nervous system excitation and seizures, circulatory collapse and respiratory depression. Chronic low-dose exposures may damage a developing foetus, cause cancer, lead to kidney damage, liver damage and fatigue, and cause skin irritation.

Unintentional formation and emissions of HCB result from the same type of thermal processes as those emitting PCDD/PCDF, and HCB is formed by a similar mechanism. Measures for PCDD/PCDF releases reduction consequently also reduce HCB releases.

In Denmark, specific reduction of HCB releases has not been on the agenda, and no detailed description of HCB formation and releases in Denmark has been undertaken. A short survey from 1995 concludes that the release of HCB is insignificant, but the survey included intentional uses only (Hansen 1995).

For a comprehensive description of HCB sources, environmental fate and risk characterisation, see Jones 2005.

5.3.1 Sources and releases

Use of HCB

The use of HCB as pesticide is included in section 5.4.

The draft Basel Convention guidelines mention that HCB is used as a chemical intermediate in the manufacture of other substances (Basel 2005). According to the guidelines it is believed that these chemical intermediate applications have ceased in most countries except for China and Russia. HCB has in western counties been used as a peptising agent in the production of nitroso and styrene rubbers for use in vehicle tyres. Other uses as a chemical intermediate have included the manufacture of certain dyestuffs, the production of pentachlorophenol and the production of aromatic fluorocarbons.

In Russia HCB is still used in pyrotechnical compounds (Jones 2005).

Formation of HCB

HCB is unintentionally formed in a number of processes, of which the main process seems to be (Environment Canada 2005; Jones 2005; Bailey 2001, GLBTS. 2000):

  • Incineration and burning of waste (in particular incineration of chlorinated organics);
  • Thermal metallurgical processes;
  • Cement production;
  • Burning of chlorine-containing fuels;
  • Aluminium manufacturing using hexachloroethane;
  • Magnesium manufacturing using processes involving MgCl2;
  • Manufacturing of chlorinated pesticides and other chlorinated organics such as perchloroethylene, trichloroethylene and ethylene dichloride;
  • Manufacturing of chlor-alkali using graphite anodes;
  • Manufacturing of tyres.

The US draft national action plan for HCB mentions manufacturing of silicone products as the major source of HCB emission in the USA, but this source category is not mentioned in other assessments and reports (US EPA 2000).

Atmospheric releases

Annual atmospheric emission of HCB in Europe, USA and globally is shown in table 5-11. Globally, non-ferrous metal industry, waste incineration and pesticide use are the major sources.

Table 5-11 Annual atmospheric emission of HCB in Europe, USA and globally (based on Jones 2005)

Source category Europe *1
(1990)
USA *2
(mid-1990s)
Global *2
(mid-1990s)
t/year % t/year % t/year %
Fuel combustion 0.46 6.3 0.024 0.9 0.843 3.7
Iron and steel industry 0.24 3.3 0.018 0.6 0.070 0.3
Non-ferrous metal industry 0.05 0.7 0.156 5.6 8.154 36
Organic chemical industry 0.56 7.6 0.399 14 1.308 5.8
Other solvent use 0.21 2.9 0.0003 0.01 0.001 0.004
Waste incineration 0.07 1 0.917 33 5.862 26
Pesticide use 5.76 78 1.270 46 6.463 28
Total 7.35 100 2.785 100 22.703 100

*1 Source: Berdowski et al. 1997.

*2 Source: Bailey 2001.

HCB as by-product in chemical industry

Organic chemical industry accounts globally for about 6% of the atmospheric emission, but this source category may regionally be more significant depending on the presence of the relevant industry.

Besides the direct atmospheric release significant unaccounted releases may occur from waste products.

HCB is formed as byproduct and/or impurity in several chemical processes, such as the manufacture of chlorinated solvents, chlorinated aromatics and pesticides (Jones 2005). Jones (2005) refers that in the USA from 1980 to 1983 approximately 4,130 tonnes HCB were generated annually as a waste product and 3,178 tonnes of this was produced from the manufacture of perchlorethylene, trichloroetylene and tetrachloride. Similar data are referred from Germany and Japan. Compared with the total atmospheric emission in table 5-11, which is in the order of magnitude of 1000 times lower, the data indicate that the releases via waste streams may be significant. The fate of the HCB in the waste is highly dependent on whether the waste is treated by incineration of dumped in landfills.

Since the 1980s, HCB levels in products have decreased dramatically, at least in Western countries.

Russian Federation

HCB is reported to be used in Russia as feedstock for pyrotechnical compounds used by the Army (Jones 2005). No information on HCB releases in Russia by source categories has been identified.

China

HCB is in China according to UNIDO/GEF (2003) produced in quantities of 1000-10000 t/year. HCB is not used as pesticide in China. In China, HCB is mainly used as the chemical mediate of pentachlorophenol (PCP) and sodium pentachlorophenate (PCP-Na), and something which in the report is designated "chemical dissolvent and other chemical assistant" (UNIDO/GEF 2003). The usages in different purposes of HCB need according to UNIDO/GEF a thorough survey. PCP and PCP-Na are in general used as disinfectant for wood and textile preservation and have been phased out in most western countries.

As shown in chapter 5.1.1 on PCDD/PCDFs the annual releases of PCDD/PCDFs by production of PCP and PCP-Na in China are very significant. The applied synthesis pathway using HCB result in significantly higher formation of PCDD/PCDFs than other pathways applied e.g. in the USA, which is one of the few western countries still producing PCP.

Ukraine

The Basel Convention draft technical guidelines in HCB (Basel 2005) mentions without reference that there are in the World at least two identified stockpiles of over 10,000 tonnes of waste HCB from past production of chlorinated solvents, in particular perchloroethylene, carbon tetrachloride and trichloroethylene. One of these is in Ukraine. No further information on the issue has been identified.

5.3.2 Main reduction measures

For the discussion of reduction measures it is relevant to distinguish between unintentional formation from combustion and other thermal processes and formation by other processes; first of all chemical processes.

Combustion and other thermal processes

HCB is formed unintentionally by the same thermal processes and mechanisms as PCDD/PCDFs, and the measures mentioned for PCDD/PCDFs in table 5-3 also apply to HCB. The driving force for implementation of the measures would usually be PCDD/PCDF release reduction, with HCB release reduction as a desirable side-effect.

HCB formed as by-product/impurity by the production of chlorine and chlorinated chemicals can be reduced by process changes. Such measures have been implemented with success the last two decades and as mentioned above resulted in a dramatic reduction of the formation.

When formed, the release of HCB from the waste can be reduced by adequate waste management, e.g. hazardous waste incineration.

Great Lakes Binational Toxics Strategy (GLBTS 2000) has identified a number of measures for reduction of the formation and releases of HCB from both thermal and chemical processes. The proposed measures, as regards production of chemicals in table 5-12, are based on this assessment.

Table 5-12 Overview of main release reduction measures for HCB

Source category Release reduction
Production of HCB Reduction in the demand by phasing out the use of PCP
Alternatives to PCP for wood preservation are available
PCP is reportedly difficult to replace for preservation of cotton in tropic areas (e.g. still used by the UK army for this purpose). The alternative may be to use textiles of synthetic fibre
Combustion and other thermal processes HCB is formed unintentionally by the same thermal processes and mechanisms as PCDD/PCDFs and the measures mentioned for PCDD/PCDFs in table 5-3 also apply to HCB.
Production of chlorinated solvents Process modifications (e.g. synthesis pathways) and improved waste management practices that will capture the HCB that escapes during manufacturing operations.
Pesticides manufacture and use (HCB as an impurity of other chlorinated pesticides) Process modifications and improved waste management practices
Promote reduced use of HCB-containing pesticides
Promote collection of unused pesticides in households and agriculture
Chlor-alkali production (HCB result from the electrolytic production of chlorine using graphite anodes) Conversion from graphite anodes to metal anodes capped with noble metal coating
Secondary aluminium production using hexachloroethane (HCE) Replace hexachloroethane (HCE) to remove hydrogen gas bubbles from molten aluminium with alternative degassing substances (e.g., argon or nitrogen gas)
Magnesium production (electrolysis Replace processes involving MgCl2 with other processes

5.3.3 International regulation and agreements

Table 5-13 presents a summarised overview of the coverage in relevant agreements of the HCB release source categories. Subcategories specifically addressed in any of the agreements are indicated. The source categories developed by UNEP for PCDD/PCDF emission have been used.

The obligations of the CLRTAP-POPs protocol and the Stockholm Convention are further summarised in Annex 1. Both instruments include HCB in a group of unintentionally produced substances including PCDD/PCDFs and PCBs, and stipulate requirements for the group of substances as a whole.

None of the agreements mention measures specifically addressing unintentionally produced HCB, and for this reason the specific sources mentioned in the previous sectors (e.g. aluminium and magnesium production) are not mentioned specifically in the table.

HCB is not specifically addressed by any OSPAR or HELCOM recommendation or decision. HCB is not included in the OSPAR list of substances of possible concern, but included in the OSPAR 1998 list of candidates for selection, assessment and prioritisation. HCB is included in the HELCOM list of selected substances for immediate priority action.

Agreements concerning the use of HCB as a pesticide are included in section 5.4.

Table 5-13 Summarised overview of the coverage of unintentionally produced HCB in international agreements (binding obligations indicated in bold)

Agreement CLRTAP
POPs
Stockholm Convention Helsinki Convention OSPAR Convention CLRTAP HM ***
1 Waste incineration Apply BAT *3 Promote BAT in 4 years *1     Limit PM*4
- Combustion of animal carcasses   Promote BAT *2      
2 Ferrous and non-ferrous metal production   Promote BAT *2     Limit PM*4
- Secondary copper, zinc and aluminium production Apply BAT *3 Promote BAT
in 4 years *1
     
- Secondary iron and steel production Apply BAT *3        
- Sinter plants in the iron and steel industry Apply BAT *3 Promote BAT in 4 years *1      
- Blast furnaces and iron pelletizing Apply BAT *3        
- Shredder plants   Promote BAT *2      
- Smouldering of copper cables   Promote BAT *2      
- Secondary aluminium industry          
3 Power generation and heating         Limit PM*4
- Fossil fuel-fired utility and industrial boilers   Promote BAT *2      
- Firing installations for wood and biomass fuels   Promote BAT *2      
4 Production of mineral products         Limit PM*4
- Cement kilns firing hazardous wastes   Promote BAT in 4 years *1      
5 Transport          
- use of halogenated scavengers (leaded gasoline) Avoid use *5 Promote use of substitutes *5      
6 Uncontrolled combustion processes          
- residential combustion sources Reduce burning of waste Promote BAT *2      
7 Production and use of chemicals and consumer products   Promote use of substitutes      
- textile and leather dying and finishing   Promote BAT *2      
8 Miscellaneous          
- Crematoria   Promote BAT *2      
9 Disposal/landfills          
- waste oil refineries   Promote BAT *2      
10 Hot spots          
Research and development in general X X      
Preparation and maintenance of release inventories X X      

*1 Annex C Part II lists source categories with potential for comparatively high formation and releases of PCDD/PCDFs, PCBs and HCB (indicated by *1). For these sources the convention requires that BAT is phased in no later than four years after enter into force of the Convention for that party.

*2 Annex C Part III lists other source categories with potential for formation and releases of PCDD/PCDFs, PCBs and HCB (indicated by *2). For these sources the convention requires that BAT is phased in no later than four years after enter into force of the Convention for that party.

*3 Annex V of the protocol identify BAT for a number of source categories (indicated by *3). Parties shall no later than the specified timescales specified apply BAT to new stationary sources within those categories. More differentiated requirements to existing sources within the same categories.

*4 The limit values of the CLRTAP- HM protocol for dust emission may imply reduced PCDD/PCDFs emission

*5 Avoiding halogenated scavengers is in the CLRTAP POPs protocol more specifically described as a PCDD/PCDFs emission control, but may also reduce HCB emission.

BAT: Best available techniques (in some cases combined with BEP (best environmental practices))

5.3.4 Overview of existing activities

An overview of identified, existing activities conducted by donor organisations and international finance institutions specifically addressing HCB releases is presented in table 5.14 below. It has not been possible to identify any projects specifically addressing non-pesticidal HCB use. This reflects the fact that the HCB releases in general is considered a less important issue than PCBs and PCDD/PCDFs.

As HCB is released from the same sources as PCDD/PCDFs, all projects described in the PCDD/PCDFs section will also have relevance to HCB.

Table 5-14 Identified initiatives in Russia, Ukraine and China addressing HCB releases (apart from pesticides uses)

Donor/finance institution Projects/comments Planned period
Budget
UNEP/GEF
(Russia)
Stockholm Convention enabling activities in Russia. Executing agency: Centre of International Projects See PCDD/PCDFs in table 5-5
UNEP/GEF
(Ukraine)
Stockholm Convention enabling activities in Ukraine. See PCDD/PCDFs in table 5-5
UNIDO/GEF
(China)
Stockholm Convention enabling activities in China. See PCDD/PCDFs in table 5-5
GEF/UNEP/UNIDO
(Global)
Fostering Active and Effective Civil Society Participation in Preparations for Implementation of the Stockholm Convention. (NGO-POPs Elimination Project). See PCDD/PCDFs in table 5-5

5.4 POPs pesticides

ABSTRACT
Nine POPs pesticides are addressed by the Stockholm Convention for immediate or future elimination: aldrin, chlordane, dieldrin, DDT, endrin, heptachlor, mirex, toxaphene, and hexachlorobenzene. In Russia and Ukraine the POPs pesticides are not used today, but the POPs pesticides make a substantial part of the stockpiles of obsolete pesticides. In these countries the issue is thus mainly identification, safe storage and final destruction of obsolete POPs pesticides in close connection with the management of other obsolete pesticides. Identification, repacking and safe storage of obsolete pesticides in selected oblasts are addressed in ongoing projects, but there is still an urgent need for application of the obtained experience in other regions. The pesticides are today stored and in a long-term perspective; there is a need for building of destruction facilities, e.g. waste incinerators optimised for pesticide destruction.
In China, DDT, mirex and chlordane are still used as pesticides, first of all for termite and disease vector control, and alternative pest management strategies are under development. The experience in undertaking inventories and collection of obsolete pesticides in Eastern Europe may be applied in China, where stockpiles of obsolete pesticides probably are a widespread, but not recognised, problem.


Nine pesticides are included in the Stockholm Convention on Persistent Organic Pollutants, in the following designated the POPs pesticides. The POPs pesticides are all toxic persistent substances. They bioaccumulate in fatty tissues in the food chain and are transported over long distances in the atmosphere. The pesticides included in the Stockholm Convention are the following:

  • aldrin;
  • chlordane;
  • dieldrin;
  • DDT;
  • endrin;
  • heptachlor;
  • mirex;
  • toxaphene;
  • hexachlorobenzene (HCB);

Besides these pesticides the UNECE POPs protocol includes two pesticides: chlordecone and lindane (99% gamma HCH, hexachlorocyclohexane).

Most of the POP pesticides are banned or subject to restrictions in most countries today. However, the use of particularly DDT, chlordane, mirex and heptachlor is still reported. The POP pesticides have mainly been used for control of disease-carrying insects and for protection of crops, buildings and constructions against pests.

5.4.1 Sources and releases

Russia

At present POP pesticides are not produced in Russia. Production of DDT was discontinued in 1998. The production facilities still exist and may resume production of DDT in quantities needed for disease vector control (malaria) in accordance with the provisions of the Stockholm Convention on POPs. Production and use would be under strict control of environmental protection, health and other authorities. DDT was, and still is, considered a strategic military chemical in many countries that might have to operate in a tropical climate.

Table 5-15 Production, import and use of POPs pesticides in Russia (Based on COWI 2002)

ÐÎÐ pesticides End of Production End of Use Comments
DDT 1998 1989-1990  
Heptachlor 1976 Practically no
application
Production stopped right after commissioning and commercialisation of plant
Hexachlorobenzene 1993 1993  
Toxaphene     Produced in the Soviet Union under the names of polychlorpinen and polychlorcamfen
- polychlor-pinen 1980 1980-1981
- polychlor-camfen 1988 1988-1990
Aldrin
Chlordane
Dieldrin
Endrin
Mirex
Were neither produced nor used in Russia and the Soviet Union

The recorded use of hexachlorobenzene was 7,000 tonnes in 1987 against 15,000 tonnes in 1981. The Russian authorities have estimated the use of DDT at 1,300 tonnes in 1981, down from 12,000 tonnes in 1970. In 1988 it was permitted to use 126 tonnes of DDT and 333 tonnes hexachlorobenzene for disease vector control (COWI 2002).

Releases of POPs pesticides to the environment today are primarily generated though in-secured stockpiles of obsolete pesticides (OP). Stockpiles of obsolete pesticides in Russia and Ukraine are shown in table 5-16. New experience indicates that the volumes may quite well be underestimated.

Table 5-16 Estimated amounts (tonnes) of OPs, POPs (including PCBs) and hazardous waste in general based on extrapolation of obsolete pesticide data (DANCEE 2004)

Country Obsolete pesticides (OP) tonnes POPs fraction (including PCBs)tonnes *1 Hazardous waste in generaltonnes *2
Russian Federation 17,000-20,000 25,000-30,000 180-185 million *4
OP=0.01%
Ukraine 15,000 5,000 + 110-115 million
OP = 0.01%

Notes (as in DANCEE 2004):

*1: The POPs fraction is for selected CEE countries positively identified to be between 20-30% of identified obsolete pesticides. A median value of 25% is used for the calculation. Added hereto actual known amount of PCBs generated from various DANCEE financed studies and mass flow calculations.

*2: Based on information from three independent sources of expertise, obsolete pesticides are estimated to provide approx. 0.01% of the anticipated total amount of hazardous waste in selected (Ukraine and Russia) countries. Figures in () are the estimated amount based on a 0.01% fraction of obsolete pesticides in relation to the total hazardous waste.

*3: The figure is officially announced and is from 1998. The figure includes class 1-3 waste equal to EU classified “toxic waste”.

*4: The figure is officially announced and is from 1999. The figure includes class 1-3 waste equal to EU classified “toxic waste”.

China

The POPs pesticide situation in China is summarised in a background document for the Project Brief for the GEF financed Stockholm Enabling Activities project (UNIDO/GEF 2003). Table 5-17 gives an overview of the situation, although the presentation is somewhat inconsistent and difficult to interpret. Four of the POPs pesticides are still used in China: DDT, HCB, chlordane and mirex.

DDT is used for disease (malaria) vector control and has been prohibited for use in agriculture since 1983.

HCB is not used as pesticide in China. In China, HCB is mainly used as the chemical mediate of pentachlorophenol and sodium pentachlorophenate, and something which in the report is designated "chemical dissolvent and other chemical assistant" (UNIDO/GEF 2003). The usages in different purposes of HCB need according to UNIDO/GEF a thorough survey. The use and reduction measures are further described in section 5.3.1.

Chlordane and Mirex are used for termite control.

Contrary to the situation on Russia and Ukraine, stockpiles of obsolete pesticides seem not to have been an issue in China, and no information on stockpiles have been available. However, stockpiles of obsolete pesticides may be widespread as indicated by UNIDO: "Considering less sound management and treatment capacity, it could be deduced tentatively that a lot of stockpiles or waste of pesticidal POPs still remained across the China." (UNIDO/GEF 2003).

Table 5-17 Pesticidal POPs in China (UNIDO/GEF 2003)

  Production capacity (ton/year) Production quantity (ton/year) Consumption quantity (ton/year) Import/export (ton/year) Number of plants Comments
DDT 16000 4000-6000 3000-4500 100-1000 (export) 2 Existing
HCB -- 1000-10000 -- -- 1-2 Existing
Chlordane -- 160 130-200 30 (export) -- Existing
Mirex, -- -- 0.3 -- -- Existing
Toxaphene   3000 (max. quantity in 1970s)     None Used to produce, stopped in 1980s
Heptachlor   1.0 (1969)     None Used to produce, stopped in 1980s
Aldrin   None -- -- None Used to research, no production
Dieldrin   None -- -- None Used to research, no production
Endrin   None None None None No production

Note: "--" denotes no detailed data, and the sources and notes are in the footnotes and text

Ukraine

Obsolete pesticide stocks in Ukraine is shown in table 5-16.

5.4.2 Main release reduction measures

The main measures for reducing the releases of POPs pesticides to the environment are listed in table 5-18.

Only the use of DDT, Chlordane and Mirex is mentioned, because these are the only POPs pesticides used in the countries addressed. The substances cannot simply be replaced by the use of other substances; there is a need for alternative strategies for pest and vector management. It is beyond the limits of this report to review all these different management options, but reference is made to UNEP (2000) and Mörner et al. (2000).

Table 5-18 Overview of main measure for reduction of release from production, use and stockpiles of POPs pesticides

Source category Release reduction option
DDT use Alternative decease (primary malaria) vector management (reviewed by Mörner et al. 2000)
Chlordane and Mirex use Alternative termite pest management (reviewed by UNEP 2000)
Obsolete pesticides Collection, package and safe storage of obsolete pesticides
  Destruction of obsolete pesticides, e.g. by incineration
  Implementation of destruction facility

5.4.3 International regulation and agreements

Table 5-19 presents a summarised overview of the coverage in relevant agreements of the POPs pesticides. Binding agreements are indicated in bold.

The obligations of the CLRTAP-POPs protocol and the Stockholm Convention are further summarised in Annex 1. Both instruments aim at eliminating the production and use of the substances, but list a number of exemptions.

The Stockholm Convention includes more exemptions than the POPs Protocol reflecting the fact that more of the pesticides have essential applications in developing countries in tropical areas, for which substitution is not straightforward. A register is established for identifying Parties that have specific exemptions and all exemptions shall expire five years after the data of entry into force of the Convention.

The POPs protocol includes two substances, chlordecone and HCH (linadane), not included in the Stockholm Convention. The Parties to the Stockholm Convention agreed, however, May 2005 that HCH and chlordecone should be considered for possible inclusion on the convention's list.

The Helsinki Convention (July 2004 version with amendments) stipulates that Parties shall prohibit DDT for all uses (except for drugs). For a list of pesticides including the POPs pesticides (except mirex and HCB) the Parties "shall endeavour to minimize and, whenever possible, to ban the use" in the Baltic Sea Area and its catchment area. Mirex and HCB are included in the HELCOM list of substances for immediate priority action. The HELCOM list includes also a number of pesticides not covered by the Stockholm Convention and the POPs protocol. The HELCOM recommendations regarding procedures for approval of pesticides in the catchment area of the Baltic Sea indirectly set up procedures that would imply that the POPs pesticides most probably could not be approved for use (HELCOM recommendations 20/2).

None of the substances are included in the OSPAR list of chemicals for priority action, but are all included in the OSPAR 1998 list of candidates for selection, assessment and prioritisation.

Table 5-19 Summarised overview of the coverage of POPs pesticides in international agreements

Agreement CLRTAP
POPs
Stockholm Convention Helsinki Convention OSPAR Convention
Production        
Aldrin, dieldrin, endrin, toxaphene, heptachlor Eliminate *1 Eliminate   *7
Mirex Eliminate *1 Eliminate, exc. parties listed in register *4    
DDT Eliminate within one year of consensus *2 Eliminate, exc. vector control and dicofol production *5    
HCB Eliminate *1; exc. specific purposes for countries with economy in transition Eliminate, exc. parties listed in register *4    
Chlordane Eliminate *1 Eliminate, exc. parties listed in register *4    
Chlordecone Eliminate *1 -    
Use        
Aldrin Eliminate *1 Eliminate, exc. local ectoparasiticide, insecticide Minimize use/ ban *5 *7
Chlordane Eliminate *1 Eliminate, exc. ectoparasiticide, insecticide, termiticide, additive in plywood adhesives Minimize / ban *5  
Dieldrin Eliminate *1 Eliminate, exc. agricultural operations Minimize use / ban *5 *7
Mirex Eliminate *1 Eliminate, exc. termiticide Indirectly addressed *6  
Heptachlor Eliminate *1; exc. control of fire ants in electrical junction boxes Eliminate, exc. termiticide, wood treatment, use in underground cable boxes Minimize use / ban *5  
Endrin, toxaphene Eliminate *1 Eliminate Minimize use / ban *5 *7
DDT Eliminate, exc. vector control and Dicofol production *3 Eliminate, exc. vector control and Dicofol production *5 Eliminate  
HCB Eliminate *1; exc. specific purposes for countries with economy in transition Eliminate, exc. intermediate , solvent in pesticide, closed system intermediate Indirectly addressed *6  
Chlordecone Eliminate *1 -    
Lindane (gamma HCH) Eliminate, exc. a number of applications -    
Stockpiles (incl. obsolete pesticides)        
Identification X X    
Destruction/disposal undertaken in environmentally sound manner X X    

*1 Eliminate by entry into force of the protocol.

*2 Eliminate production within one year of consensus by the parties that suitable alternatives are available.

'3* Restricted use for public health protection from diseases such as malaria encephalitis: Use allowed only as a component of an integrated pest management strategy and only to the extent necessary and only until one year after the date of the elimination of production.

As a chemical intermediate to produce Dicofol: Such use shall be reassessed no later than two years after the date of entry into force of the present Protocol (Dicofol is a organochlorine acaricide (a chemical that kills mites) that is structurally similar to DDT.

*4 A register is established for the purpose of identifying Parties that have specific exemptions.

*5 Parties shall endeavour to minimize and, whenever possible, to ban the use of the substances as pesticides in the Baltic Sea Area and its catchment area.

*6 Not specifically covered by the Convention, but the substances may indirectly be addressed by the recommendation regarding procedures for approval of pesticides.

*7 "PARCOM Decision to Phase Out the Use of Aldrin, Dieldrin and Endrin" (1985) has been revoked of OSPAR Convention Parties (OSPAR Decision 98/1).

5.4.4 Overview of existing activities

An overview of identified, existing activities conducted by donor organisations and international finance institutions specifically addressing POPs pesticides is presented in table 5-20 below.

Table 5-20 Identified initiatives in Russia, Ukraine and China addressing POPs pesticides

Donor/finance institution Projects/comments Planned period
Budget
UNEP/GEF
(Russia)
Stockholm Convention enabling activities in Russia. Executing agency: Centre of International Projects See PCDD/PCDFs in table 5-5
ACAP
(Russia)
Environmentally sound management of stocks of obsolete pesticides in the Russian Federation. A Pilot Project in the Arkhangelsk Region including inventory development, screening analysis, repackaging, and safe storage of 100 tonnes of obsolete and prohibited pesticides has been completed. The model project developed in the Arkhangelsk Region will be applied to the other ten priority regions where pesticides releases impact the Arctic environment. Similar projects in Komi, Murmansk, Gorney Altai, Kurgan and Magadan are carried out. In Omsk, Karelia and Tyumen regions similar projects are underway. 2003-2006

Project cost

0.49 mUSD
DANCEE
(Russia)
Obsolete Pesticides, NW Russia. The objective of this project is to provide assistance to Pskov and Vologda regions to: - prepare inventories of obsolete pesticides (OP), - develop action plans for future management and disposal of OP's - demonstrate safe and environmentally sound management of obsolete pesticide stockpiles. Finally the obsolete pesticides in the two regions are collected and stored under safe environmental conditions. 2004-2006

6.0 mDKK
DANCEE
(Ukraine)
Obsolete Pesticides, Ukraine. Phase 1: to strengthen the central Ukrainian unit responsible for the management of obsolete pesticides. Preparation of national plan for elimination of risks related to obsolete pesticides. Phase 2: Demonstration of handling, transportation, interim storage and disposal facilities. Raising of national and international funds for investments, based on concrete proposals. 1999-2005

11.7 mDKK
UNEP/GEF
(Ukraine)
Stockholm Convention enabling activities in Ukraine. See PCDD/PCDFs in table 5-5
UNIDO/GEF
(China)
Stockholm Convention enabling activities in China. See PCDD/PCDFs in table 5-5
IBRD (WB)/GEF
(China)
Demonstration of Alternatives to Chlordane and Mirex in Termite Control. The objective of this project is to design and implement a demonstration program to introduce alternatives to Chlordane and Mirex for termite control in a demonstration area to be determined during project preparation, and to disseminate the results and replicate the program in China and globally. The project will create the conditions for the sustainable phase-out of chlordane and mirex in China through demonstration of the effectiveness of alternative practices for termite control and the education of the end-user community about their use. Integrated Pest Management techniques will be applied that rely on a thorough ecological analysis of the problem and understanding of the full range of management options. Not yet approved (May 2005)

2005-2008

Project Cost 28.331 mUSD

GEF Grant 14.641 mUSD
Italian Ministry for the Environment and Territory

Sino-Italian cooperation Program for environment protection
(China)
Strategy and Program for the Reduction and Phase-out of Pesticidal POPs in China. The immediate objectives of this two-year project are to develop a strategy and programs for the reduction and phase-out of pesticidal POPs in China, and to strengthen the capacity and infrastructure of SEPA in the formulation and coordination of national actions on POPs. The results produced by this project will contribute to the formulation of the National (POPs) Implementation Plan with respect to pesticidal POPs and in linkage with the activities carried out by UNIDO. Through this project, a financing package may also be designed for certain pioneer innovative components, initiatives, or sub-sectors that could potentially move faster within the pesticides sector program. 2002-2004

(still ongoing)

Budget: no data
GTZ (Deutsche Gesellschaft für Technische Zusammenarbeit)

Sino-German cooperation
Management of obsolete pesticides. The provinces : Hubei, Jiangsu, Jilin. 2004-2008

2.56 mEUR
GEF/UNEP/UNIDO
(Global)
Fostering Active and Effective Civil Society Participation in Preparations for Implementation of the Stockholm Convention. (NGO-POPs Elimination Project). See PCDD/PCDFs in table 5-5

 



Version 1.0 May 2006, © Danish Environmental Protection Agency