Environmental and Health Assessment of Substances in Household Detergents and Cosmetic Detergent Products

13. Methods for ranking of substances and ingredients

13.1 Environmental hazard assessment
13.2 Human health hazard assessment


Comparison of the inherent environmental and toxicological properties of substances and ingredients in detergents is frequently conducted in relation to formulation of new products and environmental labelling. The methods presented in this Chapter are based on internationally accepted principles for classification of single substances. A large number of chemicals that are used in household detergents have been officially classified on the basis of their potential toxicity to human health, whereas only very few of these chemicals have been classified for their potential environmental hazards. The implementation of the Directive 99/45/EC of the European Parliament and of the Council implies that chemical preparations may be classified as dangerous for both human health and for the environment. The methods for ranking of single substances are derived from the criteria for the risk phrases (R-phrases) also forming the basis of the classification of preparations in the Directive 99/45/EC. The relation between this Directive and the ranking criteria implies that the ranking methods may contribute to the production and request of products that will not be classified as dangerous for health or the environment. However, the ranking is entirely based on the data evaluation by the authors of this review, and the purpose has not been to recommend a classification of specific substances. The ranking presented in this Chapter should be interpreted as a screening of the potential hazards of the substances to health and the environment. Substitution of a potentially hazardous substance identified on the basis of inherent properties is not always the only solution, and substances may exist, where substitution is not attractive for technical, economical, and even environmental and health based reasons. In such cases, the ranking may be seen as a tool to identify substances for which a more thorough risk assessment should be performed.

13.1 Environmental hazard assessment

The environmental hazard assessment is performed on the basis of the inherent properties of the substances. The method for environmental ranking of single substances is based on the weighting of R-phrases in the Directive 99/45/EC and follows commonly accepted criteria and data interpretation that are used for classification (Directive 67/548/EEC) and effects assessment for the aquatic compartment (EC 1996).

The inherent environmental properties are used for ranking of single substances in four main groups, i.e. environmental hazard classes 1-4, where class 4 contains the substances considered to have the lowest potential for environmental hazard (and vice versa). The environmental ranking system operates with a class 3A and a class 3. Class 3A contains substances with an acute aquatic toxicity corresponding to EC/LC50 £ 1 mg/l and for which other additional evidence suggests that the substances are environmentally less acceptable (than the substances in class 3) or that further investigations are necessary. Substances with an acute aquatic toxicity characterized by EC/LC50 £ 1 mg/l are placed in class 3A, if one or more of the following criteria apply:

1. Limited ultimate biodegradability in aerobic tests for ready biodegradability (i.e. below pass level) due to sorption, toxicity or other inherent properties that preclude sufficient biodegradability under standard test conditions, provided that other convincing scientific evidence is available to demonstrate that the substance can be degraded to harmless products in the aquatic environment (> 70% within 28 days). The expert judgement of the scientific evidence may always be an issue of debate as long as no criteria have been defined for biodegradation simulation tests, their environmental relevance, and their technical quality. The substances with the above mentioned characteristics are, therefore, placed in class 3A, and a more thorough evaluation of the evidence proving a rapid degradation is recommended on a case by case basis.
 
2. Limited ultimate biodegradability under anoxic conditions as indicated by < 60% ThGP during 60 days in screening tests (e.g. ISO 11734), unless > 60% mineralization or complete primary degradation to harmless products is confirmed under relevant anoxic conditions. Recalcitrance under anoxic conditions may lead to an accumulation of the substance in aquatic sediments. Anaerobic biodegradability of surfactants is included in the criteria for environmental labelling (e.g., the Nordic Swan).
 
3. Indications for potential bioaccumulation in aquatic organisms as indicated by an experimentally determined BCF > 100 or a log Kow ³ 3.0. This additional criterion recognizes that indications for potential bioaccumulation may exist for some substances, although the evidence is not sufficient to fulfil the criteria for class 1. E.g., there are difficulties in the extrapolation from experimental data for defined model chemicals to more complex raw materials like, e.g., surfactants composed of several homologues and/or isomers. Such substances are placed in class 3A, because the potential bioaccumulation may imply a higher impact on the aquatic environment, e.g., when sub-lethal effects are considered.


The criteria for environmental ranking of substances in the environmental hazard classes 1, 2, 3A, 3, and 4 are given below. Class 0 is used for substances for which the available data are considered insufficient (Table 13.1).

Table 13.1
Criteria for environmental hazard assessment.

Environmental hazard class

Explanations

Class 0

The available data are insufficient

Class 1

Acute aquatic toxicity: EC/LC50 £ 1 mg/l.

The substance is not readily degradable, or the log Kow ³ 3.0 unless the experimentally determined bioconcentration factor (BCF) £ 100.

Class 2

Acute aquatic toxicity: 1 mg/l < EC/LC50 £ 10 mg/l.

The substance is not readily degradable, or the log Kow ³ 3.0 unless the experimentally determined bioconcentration factor (BCF) £ 100.

Class 3A

Acute aquatic toxicity: EC/LC50 £ 1 mg/l.

The substances in this class have inherent properties that either make them less acceptable compared to the substances in class 3 or imply a need for further investigations. Substances with EC/LC50 £ 1 mg/l are placed in class 3A, if one or more of the following criteria apply:

Ultimate biodegradability in ready biodegradability tests below the specified pass level provided that other convincing scientific evidence demonstrates rapid degradation to harmless products in the aquatic environment.

Limited ultimate biodegradability under anoxic conditions as indicated by
< 60% ThGP during 60 days in screening tests (e.g. ISO 11734) unless > 60% mineralization or complete primary degradation (>90%) to harmless products is confirmed under relevant anoxic conditions.

Indications for potential bioaccumulation in aquatic organisms, but the data are considered insufficient to fulfil the criteria for class 1 (e.g. technical surfactants composed of several homologues and/or isomers).

Class 3

Acute aquatic toxicity: EC/LC50 £ 1 mg/l.

or:

Acute aquatic toxicity: 10 mg/l < EC/LC50 £ 100 mg/l.

The substance is not readily degradable.

or:

The substance is not readily degradable. The log Kow ³ 3.0 unless the experimentally determined bioconcentration factor (BCF) £ 100.

or:

The substance does not comply with the criteria mentioned above, but it is considered potentially hazardous to the aquatic environment on the basis of available evidence.

Class 4

The substance does not comply with the criteria mentioned above, and it is not con-sidered hazardous to the aquatic environment on the basis of available evidence.


The EU Technical Guidance Document recommends that the lowest of the relevant available toxicity data (EC50 or LC50) is used for risk assessment, and that the effect concentration is expressed as the arithmetic mean if more than one EC/LC50 value is available for the same species (EC 1996). In order to obtain a high level of compliance with internationally accepted criteria, the following approach was applied in the environmental ranking presented in Table 13.5.

The EC/LC50 were derived by an evaluation of the available data describing the acute aquatic toxicity towards a number of commonly accepted species.

Algae

Selenastrum capricornutum (Pseudokirchneriella subcapitata)
Scenedesmus subspicatus
Chlorella sp.
Skeletonema costatum
Phaeodactylum tricornutum
Microcystis aeruginosa

Crustaceans

Daphnia magna
Daphnia pulex
Ceriodaphnia
Acartia tonsa
Brine shrimp (Artemia salina)

Scud (Gammarus pulex)
Nitocra spinipes
Mysid shrimp (Mysidopsis bahia)

Fish

Rainbow trout (Oncorhynchus mykiss)
Fathead minnow (Pimephales promelas)
Zebra fish (Danio rerio)
Bluegill sunfish (Lepomis macrochirus)
Medaka, Rice fish, Red killifish (Oryzias latipes)
Carp (Cyprinus carpio)
Golden orfe (Leuciscus idus melanotus)
Guppy (Poecilia reticulata)
Turbot (Scophthalmus maximus)

The geometric mean value was calculated if more than one EC/LC50 value was available for the same species. The geometric mean was preferred instead of the arithmetic mean, because the geometric mean implies that extreme toxicity values (‘outliers’) have less influence on the calculated mean value.

The effect concentrations (EC50 or LC50) that were obtained for the most sensitive species within one of the three trophic levels, algae, crustaceans, and fish, were used for the environmental ranking.

13.2 Human health hazard assessment

The ranking of human health effects are based on the EU-classification system. In this system classification of chemical substances and the assignment of R-phrases are performed on the basis of the inherent properties of the substances. The following different effect types are taken into consideration:
Acute toxicity
Corrosive/irritative effect
Organ toxicity
Allergy/sensibilization
Genotoxicity
Carcinogenicity
Reproductive toxicity
Neurotoxicity

For substances classified in accordance with the EU-classification criteria (Annex 1), the official classification is used as guidance for the human health ranking. For substances, that are not officially classified, the human health ranking in this Chapter is based on the inherent toxicological properties of the substances.

The inherent toxicological properties are used for ranking of single substances in five "acute" health hazard classes (1-5) and five "subchronic/chronic" health hazard classes (A-E), where the classes 5 and E contain substances being considered to have the lowest potential for human health hazards (and vice versa).

The health hazard classes 1-5 describe the acute toxicological properties which cover acute toxicity, corrosive/irritative effects and organ toxicity. These toxicological effects are termed "acute effects". The health hazard classes A-E decribe chronic toxicological properties which cover allergy, neurotoxicity, carcinogenicity, genotoxicity and reproductive toxicity. These toxicological effects are termed "subchronic/chronic effects".

Class 1-3 and A-C are assigned to substances classified in accordance with the EU classification system. Class 4 and D are assigned to substances classified in accordance with the EU classification system, but also substances for which the evidence is too weak for classification, even though some evidence does exist. Class 5 and E include substances for which no evidence exists regarding human health or no concern exists based on existing evidence. Class 0 (acute effects) and 0 (chronic and sub-chronic effects) are assigned to substances for which there are no available data or the available data are not applicable in relation to the classification criteria.

The criteria for ranking the substances in the human health classes 1-5, A-E, and 0 are described in Table 13.2 and 13.3, respectively.

The health hazard class is stated for 100% pure substance, as well as for the substance diluted with a non-hazardous substance like water by use of the conventional method for product classification. However, it should be noted that the ranking of a substance in a health hazard class is a characterization of the health effect of a single substance and not a hazard assessment of a product containing the substances.

Table 13.2
Criteria for human health hazard assessment on acute, corrosive/irritative and organ toxicity (acute effects)

Health hazard class

Effect type

Human health hazard criteria for acute effects

Class 0

All

No data or available data not applicable to assessment of the human health hazard

Class 1

Acute toxicity

Very high acute toxicity

Tx R26, R27, R28

 

Corrosive/

Irritative effect

Severely corrosive

C R35

 

Organ toxicity

Irreversible effects after a single exposure to low doses

Tx R39

Class 2

Acute toxicity

High acute toxicity

T R23, R24, R25

 

Corrosive/
Irritative effect

Corrosive

C R34

 

 

Irritating to respiratory tract

Xi R37

 

 

Severely damaging to eyes

Xi R41

 

Organ toxicity

Irreversible effects after a single exposure to medium doses

T R39

Class 3

Acute toxicity

Moderate acute toxicity

Xn R20, R21, R22, R65

 

Corrosion/
Irritative effect

Irritating to skin and/or eyes

Xi R36, R38

 

Organ toxicity

Irreversible effects after a single exposure to high doses

Xn R40

Class 4

Acute toxicity

Low acute toxicity

LD50 > 2,000 – 5,000 mg/kg (oral, dermal)

R67

 

Corrosive/
Irritative effect

Mildly irritating to skin and/or eyes

R66 (skin)

Data show mild irritation and not sufficiently for the EU classification

 

Organ toxicity

No observed effect

Class 5

All

No reason for concern with regard to health hazardous effects

Table 13.3
Criteria for human health hazard assessment on allergy, neurotoxicity, carcinogenicity, genotoxicity and reproductive toxicity (subchronic/chronic effects).

Health hazard Class

Effect type

Human health hazard criteria for subchronic/chronic effects

Class 0

All

No data or available data not applicable to assessment of the human health hazard

Class A

Allergy/

Sensibilisation

Sensitising

Xn R42; Xi R43

 

Neurotoxicity

Severe effects after repeated or prolonged exposure of low doses

T R48

 

Carcinogenicity

Known carcinogenic to humans

T R45, R49

IARC group 1

 

Genotoxicity

Known mutagenic

T R46

 

Reproductive

Toxicity

Known toxic to reproduction

T R60, R6

Class B

Allergy/

Sensibilisation

Sensitising

Data indicating the possibility of sensitizing effects, but not sufficient evidence to classify with R42 or R43

 

Neurotoxicity

Severe effects after repeated or prolonged exposure to medium doses

Xn R48

  Carcinogenicity Probably carcinogenic to humans
T R45, R49
IARC group 2A/2B
  Genotoxicity Probably mutagenic
T R46
  Reproductive toxicity Probably toxic to reproduction
TR60, R61
Class C Neurotoxicity Severe effects after repeated or prolonged exposure to high doses
R33
  Carcinogenicity Possibly carcinogenic to humans
Xn R40
IARC group 3
  Genotoxicity Possibly mutagenic
Xn R40
  Reproductive toxicity Possibly toxic to reproduction
Xn R62, R63
Class D Allergy/

Sensibilisation

Sensitising

Allergy has been found in a few isolated cases

  Neurotoxicity No observed effect
  Carcinogenicity Probably not carcinogenic to humans
IARC group 4
  Genotoxicity No observed effect
  Reproductive toxicity No observed effect
Class E All subchronic/ chronic effects No reason for concern with regard to health hazardous effects


Table 13.4

Examples on human health ranking of substances.

Substance

CAS No.

Human health hazard classes

 

pH regulators

 

Acetic acid > 90%

P64-19-7

1E

Acetic acid, 25-90%

 

2E

Acetic acid, 10-25%

 

3E

Acetic acid < 10%

 

4E

Formic acid > 90%

64-18-6

1E

Formic acid, 10-90%

 

2E

Formic acid, 2-10%

 

3E

Formic acid, < 2%

 

4E


Table 13.5
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Ranking of substances in household detergents (gmv.: geometric mean value).